Luke J. Trotochaud

BROPHY WEALTH MANAGEMENT

Bedford, NH 03110

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CRD#: 6453156

Professional summary

Luke James Trotochaud, CFP®, who also goes by Luke James Trotochaud, Luke Trotochaud, is a registered financial advisor currently at BROPHY WEALTH MANAGEMENT, LLC located in Bedford, New Hampshire and APW CAPITAL, INC. located in Bedford, New Hampshire.

Luke is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Luke has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Luke James Trotochaud | Luke Trotochaud

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Brophy Wealth Management LLC; Bedford, NH; Business type: RIA; Duties: financial planner and insurance; Title: Associate Wealth Manager; Time spent: 100%; date started: 11/5/2018.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke James Trotochaud's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

December 4, 2018 - Present

BROPHY WEALTH MANAGEMENT, LLC

Office #1: 40 South River Road Bedford Place Unit 15, Bedford, NH 03110

RIA

CRD#: 169894

Bedford, NH

Current

November 6, 2018 - Present

APW CAPITAL, INC.

Office #1: 40 South River Road Unit 15, Bedford, NH 03110

CRD#: 43814

Bedford, NH

Past

April 30, 2018 - October 16, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LONDONDERRY, NH

Past

April 30, 2018 - October 16, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LONDONDERRY, NH

Past

August 31, 2015 - April 5, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

MERRIMACK, NH

Past

March 28, 2015 - March 21, 2018

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MERRIMACK, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROPHY WEALTH MANAGEMENT, LLC

BROPHY WEALTH | BROPHY WEALTH MANAGEMENT, LLC | BROPHY WEALTH MANAGEMENT

CRD#: 169894 / SEC#: 801-78964

RIA

Registered Investment Advisory firm - (12/17/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(1/8/2019)

IAR

Massachusetts
(2/22/2019)

New Hampshire
(11/6/2018)

IAR

New Hampshire
(12/4/2018)

North Carolina
(10/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/8/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/4/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/28/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BROPHY WEALTH MANAGEMENT, LLC

BROPHY WEALTH | BROPHY WEALTH MANAGEMENT, LLC | BROPHY WEALTH MANAGEMENT

CRD#: 169894 / SEC#: 801-78964

RIA

Registered Investment Advisory firm - (12/17/2013 Approved)

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Contact information

Main Address

40 South River Road Bedford Place Unit 15, Bedford, NH 03110

Mailing Address

Phone number

(603) 668-2303

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,177
AUM (Assets Under Management)	$ 512,561,408

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Luke J. Trotochaud

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke James Trotochaud's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

BROPHY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/8/2015

Series 63

Date: 5/4/2015

SIE

Date: 10/1/2018

Series 7

Date: 3/28/2015

FINRA

Current Firm

BROPHY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROPHY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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