Anthony S. Delfino

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CRD#: 64519

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anthony Salvatore Delfino was a registered financial professional .

Anthony is a previously registered financial professional and started their career in finance in 1957. Anthony had worked at 7 firms and has passed the Series 1 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 28, 2013 - September 2, 2014

AMI ASSET MANAGEMENT CORP

RIA

CRD#: 110291

NEWPORT BEACH, CA

Past

June 29, 2012 - September 8, 2014

KEEFER PENSION CONSULTING, INC.

RIA

CRD#: 150657

EL SEGUNDO, CA

Past

September 16, 2011 - August 13, 2012

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

NEWPORT BEACH, CA

Past

January 17, 2001 - July 11, 2011

NEW ENGLAND SECURITIES

CRD#: 615

WOODLAND HILLS, CA

Past

July 8, 1997 - July 11, 2011

NEW ENGLAND SECURITIES

RIA

CRD#: 615

WOODLAND HILLS, CA

Past

August 13, 1976 - November 18, 1991

AMERICAN UNITED LIFE INSURANCE COMPANY

CRD#: 1075

INDIANAPOLIS, IN

Past

January 17, 1975 - December 31, 2000

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

November 11, 1969 - May 23, 1979

CRD#: 963

Past

November 15, 1957 - March 17, 1971

RUPERT ADAMS & CO

CRD#: 1000001

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMI ASSET MANAGEMENT CORP

CRD#: 110291 / SEC#: 801-47318

RIA

Registered Investment Advisory firm - (8/23/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 1

Date: 11/15/1957

Registered Representative Examination

Current Firm

AMI ASSET MANAGEMENT CORP

CRD#: 110291 / SEC#: 801-47318

RIA

Registered Investment Advisory firm - (8/23/1994 Approved)

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Contact information

Main Address

10866 Wilshire Blvd., Ste 770, Los Angeles, CA 90024

Mailing Address

Phone number

(424) 320-4000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (7/21/2025)

Regulatory assets under management

Total Number of Accounts	1,278
AUM (Assets Under Management)	$ 1,838,298,695

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/14/2025	Cover Page	Report
08/16/2024	Cover Page	Report
06/02/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony S. Delfino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMI ASSET MANAGEMENT CORP

KEEFER PENSION CONSULTING, INC.

SECURIAN FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

AMERICAN UNITED LIFE INSURANCE COMPANY

NEW ENGLAND SECURITIES

RUPERT ADAMS & CO

Primary Firm SEC Registration

AMI ASSET MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Series 1

Date: 11/15/1957

Current Firm

AMI ASSET MANAGEMENT CORP

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMI ASSET MANAGEMENT CORP

TRUST BUT VERIFY

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