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AP

Andrew J. Picardi

QUANTITATIVE BROKERS
New York, NY 10017
Some features on this profile are disabled
CRD#: 6451856
AP

Professional summary

Andrew Joseph Picardi is a registered financial professional currently at QUANTITATIVE BROKERS, LLC located in New York, New York.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2015. Andrew has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 3 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Joseph Picardi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 5, 2015 - Present

QUANTITATIVE BROKERS, LLC

Office #1: 285 Madison Avenue Suite 1700, New York, NY 10017Office #2: 285 Madison Avenue Suite 1700, New York, NY 10017
BD
CRD#: 169876
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(12/4/2015)

Exams

State Security Law Exam
RR
Series 63
Date: 12/4/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/5/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 11/4/2014
National Commodity Futures Examination
SRO Registrations
RR
FINRA

Current Firm

QB
QUANTITATIVE BROKERS, LLC
QUANTITATIVE BROKERS, LLC

CRD#: 169876 / SEC#: , 8-69396

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
285 Madison Avenue Suite 1700, New York, NY 10017
Mailing Address
285 Madison Avenue Suite 1700, New York, NY 10017
Phone number
(646) 293-1800
Established
Delaware since 06/18/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DEUTSCHE BOERSE SYSTEMS, INC.SHAREHOLDER
CENTANA GROWTH PARTNERS (AIV), LLCSHAREHOLDER
ALLEN, JOHN FAULKNERINTERIM CEO, CCO, FINOP4314730
ALMGREN, ROBERT FREDERICKSHAREHOLDER; BOARD; PRESIDENT4994071

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUANTITATIVE BROKERS, LLC

CRD#: 169876New York, NY 10017

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