JF
Janie A. Faught
CARY STREET PARTNERS
San Antonio, TX 78232
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CRD#: 6450431
JF
Professional summary
Janie Alysse Faught is a registered financial advisor currently at CARY STREET PARTNERS located in San Antonio, Texas and CARY STREET PARTNERS located in San Antonio, Texas.
Janie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Janie has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
the name of the other business: The First Baptist Church of San Antonio whether the business is investment-related: Yes the address of the other business: 515 McCullough Ave., San Antonio, TX 78215 USA the nature of the other business: Development and monitoring of the budget for FBCSA your position: Finance Committee Member title, or relationship with the other business: Member of committee the start date of your relationship: 01/01/2025 the approximate number of hours/month you devote to the other business: 4 the number of hours you devote to the other business during securities trading hours:0 and briefly describe your duties relating to the other business: This is a 3-year voluntary commitment. Responsible for the development and monitoring of the budget for FBCSA. As a member of this committee, there is potential for the need to be an authorized signer of the checks. I will have no independent authority over any financial decisions on behalf of the church.
CRS (Client Relationship Summary) - RIA
Click below to view Janie Alysse Faught's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 16, 2019 - Present
CARY STREET PARTNERS
Office #1: 13750 San Pedro Avenue Ste 940, San Antonio, TX 78232RIA
CRD#: 128545
San Antonio, TX
Current
January 30, 2018 - Present
CARY STREET PARTNERS
Office #1: 13750 San Pedro Ave Suite 940, San Antonio, TX 78232Office #2: 6710 Professional Parkway Suite 203, Sarasota, FL 34240Office #3: 2820 Selwyn Avenue Suite 525, Charlotte, NC 28209Office #4: 20 Mills Avenue, Greenville, SC 29605BD
CRD#: 128089
San Antonio, TX
Past
March 6, 2017 - December 19, 2017
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(1/30/2018)
IAR
Texas(1/16/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
901 East Byrd Street Suite 1001, Richmond, VA 23219
Mailing Address
Phone number
(804) 340-8100
Established
Firm type
Fiscal year end
# of Employees
166
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,853 |
| AUM (Assets Under Management) | $ 8,263,891,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 07/25/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
