Taylor J. Richardson

ENGAGE WEALTH ADVISORS

Overland Park, KS 66213

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CRD#: 6450194

Professional summary

Taylor James Richardson, AIF®, who also goes by Taylor Richardson, is a registered financial advisor currently at ENGAGE WEALTH ADVISORS, LLC located in Overland Park, Kansas.

Taylor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Taylor has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Taylor Richardson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.INDEPENDENT INSURANCE AGENT INVESTMENT RELATED: YES ADDRESS: SAME AS BUSINESS NATURE OF BUSINESS: INSURANCE SALES APX NUMBER OF HRS PER WEEK: 10 SOME DURING TRADING 2. NAME OF OTHER BUSINESS: GARDNER ROTARY CLUB; INVESTMENT RELATED: NO; ADDRESS: 500 WEST MAIN STREET, GARDNER, KS, 66030; NATURE OF BUSINESS: CIVIC/COMMUNITY SERVICE; START DATE: 08/24/2016; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: VOTE AND GIVE GUIDANCE ON DIRECTION OF CLUB.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taylor James Richardson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

November 1, 2017 - Present

ENGAGE WEALTH ADVISORS, LLC

Office #1: 7285 W. 132nd Street Suite 140, Overland Park, KS 66213

RIA

CRD#: 289996

Overland Park, KS

Past

September 15, 2020 - October 23, 2020

ENGAGE ADVISORS WEALTH LLC

RIA

CRD#: 310370

OVERLAND PARK, KS

Past

August 21, 2015 - November 3, 2017

CETERA ADVISORS LLC

RIA

CRD#: 10299

OVERLAND PARK, KS

Past

June 16, 2015 - November 3, 2017

CETERA ADVISORS LLC

CRD#: 10299

OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/22/2018)

IAR

Colorado
(3/7/2018)

IAR

Illinois
(12/8/2017)

IAR

Kansas
(11/1/2017)

IAR

Missouri
(12/5/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/20/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/2015

General Securities Representative Examination

Current Firm

ENGAGE WEALTH ADVISORS, LLC

ENGAGE ADVISORS LLC | ENGAGE WEALTH ADVISORS, LLC

CRD#: 289996 / SEC#:

California

Registered Investment Advisory firm - (1/19/2018 Approved)

Colorado

Registered Investment Advisory firm - (3/7/2018 Approved)

Illinois

Registered Investment Advisory firm - (12/7/2017 Approved)

Kansas

Registered Investment Advisory firm - (10/31/2017 Approved)

Missouri

Registered Investment Advisory firm - (11/30/2017 Approved)

Texas

Registered Investment Advisory firm - (11/21/2019 Conditional Restricted)

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Contact information

Main Address

7285 W. 132nd Street Suite 140, Overland Park, KS 66213

Mailing Address

Phone number

(913) 681-9155

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	487
AUM (Assets Under Management)	$ 93,629,161

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Taylor J. Richardson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taylor James Richardson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENGAGE WEALTH ADVISORS, LLC

ENGAGE ADVISORS WEALTH LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/20/2015

SIE

Date: 11/3/2017

Series 7

Date: 6/16/2015

Current Firm

ENGAGE WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ENGAGE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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