MG
Matt Gist
FIDELITY BROKERAGE SERVICES
GRAPEVINE, TX
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CRD#: 6449504
MG
Matt GistFIDELITY BROKERAGE SERVICES
Professional summary
Matt Gist, who also goes by Matthew William Gist, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Grapevine, Texas.
Matt is registered as a RR (Registered Representative) and started their career in finance in 2015. Matt has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Matthew William Gist
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 3/9/2020 - HUB INTERNATIONAL, INC. - Investment Related - At Reported Business Location(s) - OUTSIDE, W-2 EMPLOYMENT - Started 1/22/20 - Time Spent 100% - Serve as advisor on corporate retirement plans. 2. 3/9/2020 - PEAK FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 3/9/2020 - HUB INTERNATIONAL INVESTMENT SERVICES INC - Investment Related - Other - Started 1/22/20 - Only registered with this entity to receive payments from compensation paid to this entity from LPL. 4. 5/7/2020 - HUB International Investment Services, Inc. - Investment Related - At Reported Business Location(s) - Other-Accommodation/Broker Dealer - Started 03/02/2020 - 0 Hours Per Month - Only registered with this entity to receive payments from compensation paid to this entity from LPL. 5. 10/19/2020 - HUB International Investment Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 01/29/2020 - 185 Hours Per Month/140 Hours During Securities Trading - I provide financial planning and consulting services through HUB International Investment Advisory Services, an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 185 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL. 6. 12/31/2020 - HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2021 - 180 Hours Per Month/140 Hours During Securities Trading. 7. 6/15/2021 - Global Retirement Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/01/2021 - 180 Hours Per Month/140 Hours During Securities Trading - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 01/2021. I expect to spend approximately 180 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 6/15/2021 - Global Retirement Partners, LLC - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Investment Advisor Representative - Started 1/1/2021 - Service as an Investment Advisor Representative under the Global Retirement Partners RIA dba HUB Retirement and Wealth Management. Activities may include financial planning, rendering advice for a fee, retirement plan consulting, or other investment related financial consulting.
CRS (Client Relationship Summary) - BD
Click below to view Matt Gist's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
GRAPEVINE, TX
Past
January 4, 2021 - March 12, 2024
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
Fort Worth, TX
Past
March 11, 2020 - December 7, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
HOUSTON, TX
Past
March 9, 2020 - March 9, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
HOUSTON, TX
Past
March 9, 2020 - March 20, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
HOUSTON, TX
Past
February 10, 2020 - March 31, 2022
HUB INTERNATIONAL INVESTMENT ADVISORY SERVICES INC.
RIA
CRD#: 290090
Houston, TX
Past
February 10, 2020 - March 12, 2024
HUB INTERNATIONAL INVESTMENT SERVICES INC.
BD
CRD#: 150252
AUSTIN, TX
Past
July 13, 2018 - January 30, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
May 17, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
WESTLAKE, TX
Past
May 5, 2015 - January 21, 2020
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/1/2024)
RR
Alaska(4/1/2024)
RR
Arizona(4/1/2024)
RR
Arkansas(4/1/2024)
RR
California(4/1/2024)
RR
Colorado(4/1/2024)
RR
Connecticut(4/1/2024)
RR
Delaware(4/1/2024)
RR
District of Columbia(4/1/2024)
RR
Florida(4/1/2024)
RR
Georgia(4/1/2024)
RR
Hawaii(4/1/2024)
RR
Idaho(4/1/2024)
RR
Illinois(4/1/2024)
RR
Indiana(4/1/2024)
RR
Iowa(4/1/2024)
RR
Kansas(4/1/2024)
RR
Kentucky(4/1/2024)
RR
Louisiana(4/1/2024)
RR
Maine(4/1/2024)
RR
Maryland(4/1/2024)
RR
Massachusetts(4/1/2024)
RR
Michigan(4/1/2024)
RR
Minnesota(4/1/2024)
RR
Mississippi(4/1/2024)
RR
Missouri(4/1/2024)
RR
Montana(4/1/2024)
RR
Nebraska(4/1/2024)
RR
Nevada(4/1/2024)
RR
New Hampshire(4/1/2024)
RR
New Jersey(4/1/2024)
RR
New Mexico(4/1/2024)
RR
New York(4/1/2024)
RR
North Carolina(4/1/2024)
RR
North Dakota(4/1/2024)
RR
Ohio(4/1/2024)
RR
Oklahoma(4/1/2024)
RR
Oregon(4/1/2024)
RR
Pennsylvania(4/1/2024)
RR
Puerto Rico(9/3/2026)
RR
Rhode Island(4/1/2024)
RR
South Carolina(4/1/2024)
RR
South Dakota(4/1/2024)
RR
Tennessee(4/1/2024)
RR
Texas(4/1/2024)
RR
Utah(4/1/2024)
RR
Vermont(4/1/2024)
RR
Virgin Islands(9/3/2026)
RR
Virginia(4/1/2024)
RR
Washington(4/1/2024)
RR
West Virginia(4/1/2024)
RR
Wisconsin(4/1/2024)
RR
Wyoming(4/1/2024)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.
CRD#: 7784 / SEC#: , 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| KRUGMAN, JOSHUA D | HEAD OF BROKERAGE PRODUCT & OFFERINGS | 4461267 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 24 |
| Arbitration | 129 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
