Justin M. Kauffman
INDEPENDENT FINANCIAL GROUP | Vice-President of Financial Planning
Goodyear, AZ 85395
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CRD#: 6449382
Professional summary
Justin Miles Kauffman, CFP® is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Goodyear, Arizona.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Justin has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
“My goal is to inspire actionable financial strategies for young professionals and couples to live a meaningful lifestyle today, while planning responsibly for tomorrow. I seek to utilize the technology and tools needed for wealth and development and implement a plan that helps you make intentional decisions. I have a desire to see those around me successful in all areas of life.”
Justin Kauffman is a CERTIFIED FINANCIAL PROFESSIONAL™ at American Wealth Advisers, specializing in financial planning for millennials up to retirees using fin-tech strategies. Growing up in Alaska, he loves the outdoors and enjoys hunting and fishing. Whether it is debt reduction, risk management, or wealth development, Justin will provide the actionable strategies needed for you to focus in on your desired lifestyle. He graduated from Adams State University in Colorado with a Bachelor of Science in business Administration with an Emphasis in Finance and a minor in Accounting. While in school, he played both football and basketball and remains a sports enthusiast. He and his wife Leah and they are expecting a baby girl in August. Justin has a passion for people and serves in his local church.
Question & Answer
What are your service offerings?
Tax Planning
Insurance Planning
Comprehensive Financial Planni...
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) AMERICAN WEALTH ADVISERS PLLC POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 80 START DATE: 02/11/2019 ADDRESS: 1616 N Litchfield Rd #a260, Goodyear AZ 85395, United States DESCRIPTION: REGISTERED REPRESENTATIVE AT DBA USED FOR MARKETING PURPOSES (2) INSURANCE AGENT POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/11/2019 ADDRESS: 1616 N Litchfield Rd #a260, Goodyear AZ 85395, United States DESCRIPTION: Independent insurance agent. (3) KNOLLMILLER & ARENOFOSKY POSITION: Agent/representative NATURE: Referral Services INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/21/2019 ADDRESS: 1616 N Litchfield Rd #a260, Goodyear AZ 85395, United States DESCRIPTION: REFERRAL RELATIONSHIP WITH KNOLLMILLER & ARENOFOSKY PROVIDING ESTATE PLANNING REFERRALS. (4) ON THE LINE VOLLEYBALL POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/11/2019 ADDRESS: 18833 N 36th PL, Phoenix AZ 85050, United States DESCRIPTION: Volleyball club which is involved in youth sports (5) PINNACLE CREATIVE ARTS POSITION: Member NATURE: Teaching/Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/20/2018 ADDRESS: 10843 N Indian Wells Dr, Fountain Hills AZ 85268, United States DESCRIPTION: MEMBER OF PINNACLE CREATIVE ARTS WHICH PROVIDES OPPORTUNITY FOR YOUNG PERFORMERS TO DEVELOP THEIR TALENTS (6) AMERICAN WEALTH ADVISERS TAX AND ACCOUNTING PLLC POSITION: Financial Planner NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/04/2023 ADDRESS: 1616 N Litchfield Rd #260, Goodyear AZ 85395, United States DESCRIPTION: CPA FIRM. (7) N/A POSITION: Moss facilitated the transaction NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2024 ADDRESS: 353 Veteran's Highway, #210, Commack NY 85395, United States DESCRIPTION: None. Buyer and seller are negotiating amongst themselves. Moss simply made the introduction to the business broker.
CRS (Client Relationship Summary) - RIA
Click below to view Justin Miles Kauffman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Justin Miles Kauffman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
February 11, 2019 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 15150 W Park Place Suite 303, Goodyear, AZ 85395RIA
BD
CRD#: 7717
Goodyear, AZ
Current
February 11, 2019 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 15150 W Park Place Suite 303, Goodyear, AZ 85395RIA
BD
CRD#: 7717
Goodyear, AZ
Past
March 18, 2016 - February 12, 2019
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
RIA
CRD#: 20804
Phoenix, AZ
Past
January 1, 2016 - February 12, 2019
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
Phoenix, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(2/11/2019)
RR
Arizona(2/11/2019)
IAR
Arizona(2/14/2019)
RR
Arkansas(2/11/2019)
RR
California(2/11/2019)
RR
Colorado(2/11/2019)
RR
Florida(2/11/2019)
RR
Georgia(2/11/2019)
RR
Indiana(2/11/2019)
RR
Iowa(2/11/2019)
RR
Kansas(6/9/2022)
RR
Louisiana(2/11/2019)
RR
Michigan(2/11/2019)
RR
Missouri(2/11/2019)
RR
Nebraska(5/5/2020)
RR
New Mexico(3/11/2025)
RR
North Dakota(2/11/2019)
RR
Ohio(2/12/2019)
RR
Oregon(2/11/2019)
RR
South Dakota(2/11/2019)
RR
Tennessee(6/30/2023)
RR
Texas(2/11/2019)
IAR
Texas(2/11/2019)
RR
Washington(2/11/2019)
RR
Wisconsin(2/11/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INDEPENDENT FINANCIAL GROUP, LLC
Vice-President of Financial PlanningCRD#: 7717Goodyear, AZ 85395TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
