Samuel Chapman
Professional Summary
Samuel Chapman, who also goes by Sam Chapman, Samuel Chapman, Samuel Cole Chapman, is a registered financial advisor currently at ROBINHOOD FINANCIAL, LLC located in Denver, Colorado. Samuel is registered as a RR (Registered Representative) and started their career in finance in 2015. Samuel has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 6, Series 9 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sam Chapman, Samuel Chapman, Samuel Cole Chapman
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
11 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CHRONOS FINANCIAL, LLC | ROBINHOOD FINANCIAL, LLC
Contact Information
Main Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746Mailing Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746Phone Number
(650) 761-7789Established
Delaware since 08/24/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | — |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SCHAFFER, VINCENT | PRINCIPAL OPERATIONS OFFICER | 5353999 |
Disclosures
Regulatory Event
56Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2015About the Series 6 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Mar 2022About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Mar 2022About the Series 10 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Samuel Chapman's CRS (Customer Relationship Summary).
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