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CM

Christopher A. Morgan

ARK WEALTH ADVISORS
Yorba Linda, CA 92886
Some features on this profile are disabled
CRD#: 6447669
CM

Professional summary

Christopher Alan Morgan is a registered financial advisor currently at ARK WEALTH ADVISORS, LLC located in Yorba Linda, California.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Christopher has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Alan Morgan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 20, 2020 - Present

ARK WEALTH ADVISORS, LLC

Office #1: 3960 Prospect Avenue Suite A, Yorba Linda, CA 92886
RIA
CRD#: 309396
Yorba Linda, CA
Past

April 24, 2015 - December 9, 2020

MORGAN STANLEY

RIA
CRD#: 149777
BREA, CA
Past

March 24, 2015 - December 9, 2020

MORGAN STANLEY

BD
CRD#: 149777
BREA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/20/2020)
IAR
Texas
(7/25/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/24/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/24/2015
General Securities Representative Examination

Current Firm

AW
ARK WEALTH ADVISORS, LLC
ARK WEALTH ADVISORS, LLC

CRD#: 309396 / SEC#: 801-135824

California
Registered Investment Advisory firm - (3/17/2021 Approved)
Texas
Registered Investment Advisory firm - (7/25/2024 Conditional Restricted)
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Contact information

Main Address
3960 Prospect Avenue Suite A, Yorba Linda, CA 92886
Mailing Address
Phone number
(714) 333-3550
Established
Firm type
Fiscal year end
# of Employees
5

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/11/2026)

Regulatory assets under management

Total Number of Accounts221
AUM (Assets Under Management)$ 117,960,866

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARK WEALTH ADVISORS, LLC

CRD#: 309396Yorba Linda, CA 92886

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