Christopher A. Morgan

ARK WEALTH ADVISORS

Yorba Linda, CA 92886

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CRD#: 6447669

Professional summary

Christopher Alan Morgan is a registered financial advisor currently at ARK WEALTH ADVISORS, LLC located in Yorba Linda, California.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Christopher has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 374139 - Friends Community Church Brea; Investment related No; Brea , CA; Christian Ministry; Member of the Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); Jan 2019; During business hours: 0; After business hours: 0.15 2. INDEPENDENT INSURANCE AGENT; INVESTMENT-RELATED; 3960 PROSPECT AVENUE, SUITE A, YORBA LINDA, CA 92886; INSURANCE SALES; SELL INSURANCE PRODUCTS. 3. MDR PARTNERS, LLC; NOT INVESTMENT-RELATED; 3960 PROSPECT AVENUE, SUITA A, YORBA LINDA, CA 92886; QUALIFYING PROSPECTS FOR R&D CREDITS; MEMBER OF LLC; SALES ORGANIZER; START DATE: 01/10/2021; APPRXOXIMATELY 5 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Alan Morgan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2020 - Present

ARK WEALTH ADVISORS, LLC

Office #1: 3960 Prospect Avenue Suite A, Yorba Linda, CA 92886

RIA

CRD#: 309396

Yorba Linda, CA

Past

April 24, 2015 - December 9, 2020

MORGAN STANLEY

RIA

CRD#: 149777

BREA, CA

Past

March 24, 2015 - December 9, 2020

MORGAN STANLEY

CRD#: 149777

BREA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/20/2020)

IAR

Texas
(7/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/24/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/24/2015

General Securities Representative Examination

Current Firm

ARK WEALTH ADVISORS, LLC

CRD#: 309396 / SEC#: 801-119841

RIA

Registered Investment Advisory firm - (3/18/2021 Terminated)

California

Registered Investment Advisory firm - (3/17/2021 Approved)

Texas

Registered Investment Advisory firm - (7/25/2024 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3960 Prospect Avenue Suite A, Yorba Linda, CA 92886

Mailing Address

Phone number

(714) 869-8531

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	239
AUM (Assets Under Management)	$ 77,635,659

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher A. Morgan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Alan Morgan's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARK WEALTH ADVISORS, LLC

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 4/24/2015

SIE

Date: 10/1/2018

Series 7

Date: 3/24/2015

Current Firm

ARK WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ARK WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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