Valerie A. Cassick
STRATEGIC ADVISERS LLC | Financial Consultant
ALBANY, NY
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CRD#: 6447596
Professional summary
Valerie Anne Cassick, CFP®, who also goes by Valerie Anne Cassick, Valerie Anne Lynn, Valerie Lynn, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Albany, New York and FIDELITY BROKERAGE SERVICES LLC located in Albany, New York.
Valerie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Valerie has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
I partner with clients and their families to understand their needs and goals. By working together, we will work together to develop comprehensive investment, savings, and income strategies. My goal is to help clients work towards developing a plan for the future that is free from worry and focuses on the pursuit of financial freedom and flexibility.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Valerie Anne Cassick | Valerie Anne Lynn | Valerie Lynn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Valerie Anne Cassick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
SUNY at Albany
Master of Business Administration (MBA) - Finance
2018
SUNY College at Geneseo
Bachelor of Arts (BA) - Mathematics, Psychology
2013
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #3: 59 Wolf Rd, Albany, NY 12205-2606RIA
CRD#: 104555
ALBANY, NY
Current
June 15, 2018 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 59 Wolf Rd, Albany, NY 12205-2606BD
CRD#: 7784
Albany, NY
Past
July 17, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ALBANY, NY
Past
June 28, 2018 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
ALBANY, NY
Past
January 19, 2017 - June 5, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
ALBANY, NY
Past
January 13, 2017 - June 5, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
ALBANY, NY
Past
March 26, 2015 - October 14, 2016
MERCER ALLIED COMPANY, L.P.
BD
CRD#: 37404
ALBANY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/4/2024)
RR
California(9/29/2023)
RR
Connecticut(1/4/2023)
RR
Florida(6/19/2018)
RR
Georgia(7/25/2022)
RR
Maine(2/12/2021)
RR
Maryland(3/1/2024)
RR
Massachusetts(6/19/2018)
RR
Michigan(1/14/2023)
RR
New Hampshire(2/12/2021)
RR
New Jersey(2/12/2021)
IAR
New Jersey(3/31/2025)
RR
New York(6/15/2018)
IAR
New York(3/31/2025)
RR
North Carolina(11/18/2022)
RR
Ohio(1/9/2024)
RR
Pennsylvania(3/25/2023)
RR
South Carolina(3/25/2023)
RR
Tennessee(8/17/2023)
RR
Texas(8/2/2022)
IAR
Texas(3/31/2025)
RR
Vermont(11/28/2018)
RR
Virgin Islands(7/19/2024)
RR
Virginia(7/17/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Albany, NYTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
