CO
Christopher D. Owen
EMPOWER FINANCIAL SERVICES
Hartford, CT 06103
Some features on this profile are disabled
CRD#: 6446730
CO
Professional summary
Christopher Don Owen, who also goes by Christopher D Owen, Christopher Owen, is a registered financial professional currently at EMPOWER FINANCIAL SERVICES, INC. located in Hartford, Connecticut.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2018. Christopher has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Christopher D Owen | Christopher Owen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Christopher Don Owen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 26, 2025 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 280 Trumbull Street, Hartford, CT 06103BD
CRD#: 13109
Hartford, CT
Past
October 3, 2023 - December 12, 2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
LEWISVILLE, TX
Past
November 9, 2020 - April 3, 2023
ROBINHOOD FINANCIAL, LLC
BD
CRD#: 165998
Westlake, TX
Past
November 14, 2019 - November 11, 2020
PFS INVESTMENTS INC.
BD
CRD#: 10111
DALLAS, TX
Past
May 10, 2018 - January 24, 2019
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
ADDISON, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/26/2025)
RR
Alaska(9/26/2025)
RR
Arizona(9/26/2025)
RR
Arkansas(9/26/2025)
RR
California(9/26/2025)
RR
Connecticut(9/26/2025)
RR
Delaware(9/26/2025)
RR
Georgia(9/26/2025)
RR
Hawaii(9/26/2025)
RR
Idaho(9/26/2025)
RR
Illinois(9/26/2025)
RR
Indiana(9/26/2025)
RR
Iowa(9/26/2025)
RR
Kansas(9/26/2025)
RR
Kentucky(9/26/2025)
RR
Maine(9/26/2025)
RR
Massachusetts(9/26/2025)
RR
Michigan(9/26/2025)
RR
Minnesota(9/26/2025)
RR
Mississippi(9/26/2025)
RR
Missouri(9/26/2025)
RR
Montana(9/26/2025)
RR
Nebraska(9/26/2025)
RR
Nevada(9/26/2025)
RR
New Hampshire(9/26/2025)
RR
New Jersey(9/26/2025)
RR
New Mexico(9/26/2025)
RR
New York(9/26/2025)
RR
North Carolina(9/26/2025)
RR
North Dakota(9/26/2025)
RR
Oklahoma(9/26/2025)
RR
Oregon(9/26/2025)
RR
Pennsylvania(9/26/2025)
RR
Rhode Island(9/26/2025)
RR
South Carolina(9/26/2025)
RR
South Dakota(9/26/2025)
RR
Tennessee(9/26/2025)
RR
Texas(9/26/2025)
RR
Utah(9/26/2025)
RR
Vermont(9/26/2025)
RR
Virginia(9/26/2025)
RR
Washington(9/26/2025)
RR
West Virginia(9/26/2025)
RR
Wisconsin(9/26/2025)
RR
Wyoming(9/26/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EF
EMPOWER FINANCIAL SERVICES, INC.
AMERICAN CAPITAL PLANNING, INC. | MAZER, HOWARD BARRY | GWFS EQUITIES, INC. | EMPOWER FINANCIAL SERVICES, INC. | BENEFITSCORP EQUITIES, INC. | BENEFITS COMMUNICATION CORPORATION
CRD#: 13109 / SEC#: , 8-33854
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
8515 E Orchard Road, Greenwood Village, CO 80111
Mailing Address
8525 East Orchard Road 2t3, Greenwood Village, CO, 80111-5002
Phone number
(303) 737-2657
Established
Delaware since 10/12/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | SHAREHOLDER | |
| BARRES, STEPHANIE | COMPLIANCE OFFICER | 2203746 |
| BRETON, HUGO | BOARD DIRECTOR | 8128232 |
| CHRISTOLINI, JOHN | CHIEF COMPLIANCE OFFICER | 4141296 |
| COCHRAN, SHANNON MARIE | COMPLIANCE OFFICER | 4948393 |
| CORDISCO, MEREDITH | VP, COMPLIANCE | 8189199 |
| CRAIG, CASEY R | SENIOR VICE PRESIDENT | 4680712 |
| ETTINGER, ROBERT DANIEL | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, VP, TREASURER | 5593259 |
| HUDSON, BROCKETT RICE | ASSISTANT SECRETARY | 6520983 |
| KAVAN, ADAM | ASSISTANT GENERAL COUNSEL | 7155499 |
| LINTON, RICHARD HENRY JR | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 2107513 |
| MCLEOD, DAVID GEORGE | BOARD DIRECTOR | 3041563 |
| MORRISON, DANIEL ARTHUR | SENIOR VICE PRESIDENT | 4078410 |
| PATEL, PALAK | SECRETARY | 7665103 |
| SECOR, STEPHANIE ANNE | VP, COMPLIANCE | 1454139 |
| SMOLEN, JOSEPH MICHAEL | SENIOR VICE PRESIDENT | 4100909 |
| STILLMAN, STEVEN JAMES | BOARD DIRECTOR | 4870117 |
| WADDELL, CAROL ELAINE | CHAIR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4867556 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
