Ryan B. Cerney

ALPACA SECURITIES LLC

NEW YORK, NY 10017

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CRD#: 6446172

Professional summary

Ryan Bradley Cerney, who also goes by Brad Cerney, is a registered financial professional currently at ALPACA SECURITIES LLC located in New York, New York.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2015. Ryan has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 24, Series 23, Series 4, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brad Cerney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Bradley Cerney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2025 - Present

ALPACA SECURITIES LLC

Office #1: 12 E 49th St. Floor 11, New York, NY 10017

CRD#: 288202

NEW YORK, NY

Past

October 26, 2021 - September 27, 2023

APEX CLEARING CORPORATION

CRD#: 13071

DALLAS, TX

Past

August 26, 2016 - December 18, 2019

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Lone Tree, CO

Past

May 26, 2015 - May 24, 2016

OPTIONSXPRESS, INC.

CRD#: 103849

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(3/7/2025)

New York
(3/7/2025)

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

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Contact information

Main Address

12 E 49th St. Floor 11, New York, NY 10017

Mailing Address

12 E 49th St. Floor 11, New York, NY 10017

Phone number

(941) 231-4093

Established

Delaware since 03/15/2017

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ALPACADB, INC.	SOLE MEMBER
DIAZ, ZACHARY LUCIANO	SR. DIRECTOR CUSTODY & SETTLEMENT, PRINCIPAL OPERATIONS OFFICER	6027965
DUSSEAULT, DAVID STANLEY	PRESIDENT AND COO	2819891
GARZA, FELIPE	AML COMPLIANCE OFFICER	4613815
LEE, TONY	GLOBAL HEAD OF BROKERAGE	5618563
SAUGSTAD, MONIQUE D	CHIEF COMPLIANCE OFFICER	4127241
TAIFI, MEHDI	CHIEF RISK OFFICER	5977322
WETTERWALD, TAMMY CAO	CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP	6113272

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Advisor Monitoring

Firm Stability Insights

Ryan B. Cerney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Bradley Cerney's CRS (Customer Relationship Summary).

Certified licenses

Experience

APEX CLEARING CORPORATION

CHARLES SCHWAB & CO., INC.

OPTIONSXPRESS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/28/2015

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 7/2/2015

Series 7

Date: 5/26/2015

Series 24

Date: 1/2/2023

Series 23

Date: 7/26/2018

Series 4

Date: 3/2/2016

Series 10

Date: 2/11/2016

Series 9

Date: 7/27/2015

FINRA

Investors' Exchange LLC

Nasdaq BX, Inc.

Nasdaq Stock Market

Current Firm

ALPACA SECURITIES LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ALPACA SECURITIES LLC

TRUST BUT VERIFY

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