RB
Ryan M. Bertl
THE LEADERS GROUP
SUMMIT, NJ 07901
Some features on this profile are disabled
CRD#: 6445659
RB
Professional summary
Ryan Matthew Bertl is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2015. Ryan has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ryan Matthew Bertl's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901BD
CRD#: 37157
SUMMIT, NJ
Past
September 6, 2019 - May 22, 2023
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
September 6, 2019 - May 22, 2023
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
February 9, 2015 - September 9, 2019
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
FORT WAYNE, IN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/7/2023)
RR
Alaska(6/7/2023)
RR
Arizona(6/7/2023)
RR
Arkansas(6/7/2023)
RR
California(6/7/2023)
RR
Colorado(6/7/2023)
RR
Connecticut(6/7/2023)
RR
Delaware(6/7/2023)
RR
District of Columbia(6/7/2023)
RR
Florida(6/7/2023)
RR
Georgia(6/7/2023)
RR
Hawaii(6/7/2023)
RR
Idaho(6/7/2023)
RR
Illinois(6/7/2023)
RR
Indiana(5/18/2023)
RR
Iowa(6/7/2023)
RR
Kansas(6/7/2023)
RR
Kentucky(6/7/2023)
RR
Louisiana(6/7/2023)
RR
Maine(6/7/2023)
RR
Maryland(6/7/2023)
RR
Massachusetts(6/7/2023)
RR
Michigan(6/7/2023)
RR
Minnesota(6/7/2023)
RR
Mississippi(6/7/2023)
RR
Missouri(6/7/2023)
RR
Montana(6/7/2023)
RR
Nebraska(6/7/2023)
RR
Nevada(6/7/2023)
RR
New Hampshire(6/7/2023)
RR
New Jersey(6/7/2023)
RR
New Mexico(6/7/2023)
RR
New York(6/7/2023)
RR
North Carolina(6/7/2023)
RR
North Dakota(6/7/2023)
RR
Ohio(6/7/2023)
RR
Oklahoma(6/7/2023)
RR
Oregon(6/7/2023)
RR
Pennsylvania(6/7/2023)
RR
Puerto Rico(6/7/2023)
RR
Rhode Island(6/7/2023)
RR
South Carolina(6/7/2023)
RR
South Dakota(6/7/2023)
RR
Tennessee(6/7/2023)
RR
Texas(6/7/2023)
RR
Utah(6/7/2023)
RR
Vermont(6/7/2023)
RR
Virginia(6/7/2023)
RR
Washington(6/7/2023)
RR
West Virginia(6/7/2023)
RR
Wisconsin(6/7/2023)
RR
Wyoming(6/7/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/30/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TL
THE LEADERS GROUP, INC.
SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP
CRD#: 37157 / SEC#: , 8-47639
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
475 Springfield Ave Suite 1, Summit, NJ 07901
Phone number
(303) 797-9080
Established
Delaware since 07/14/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
