JL
Judith A. Leeth
LPL ENTERPRISE
HARRISONBURG, VA 22801
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CRD#: 6445594
JL
Judith Amanda LeethLPL ENTERPRISE
Professional summary
Judith Amanda Leeth, who also goes by Mandy Kinder, Mandy Leeth, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Harrisonburg, Virginia.
Judith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Judith has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Mandy Kinder | Mandy Leeth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.09/02/2025; Investment products and services are offered through LPL Enterprise LLC using the DBA/trade name Prudential Advisors; Investment Related; at Reported Business Location(s); Start Date 08/22/2025; 160hrs/mth; 160hrs during trading 2.09/02/2025; N/A Non-Variable Insurance; Non-Variable Insurance/Insurance Agency; Investment Related; at Reported Business Location(s); Start Date 08/22/2025; 160hrs/mth; 160hrs during trading 3.09/02/2025; Investment products and services are offered through LPL Enterprise LLC using the DBA/trade name DBA BEING FINANCIAL; Investment Related; at Reported Business Location(s); Start Date 09/01/2025; 160hrs/mth; 130hrs during trading 4.09/02/2025; Author; Author; Not Investment Related; Grottoes,VA; Start Date 07/23/2025; 5hrs/mth; 0hrs during trading 5.09/02/2025; Tim & Mandy Music, Revival (Band); Artist/ Musician; Not Investment Related; Grottoes,VA; Start Date 04/19/2023; 5hrs/mth; 0hrs during trading 6.09/02/2026; Fort Defiance High School, Augusta County Schools; Coach/ Sports/ Fitness; Not Investment Related; Fort Defiance,VA; Start Date 10/01/2026; 40hrs/mth; 20hrs during trading
CRS (Client Relationship Summary) - RIA
Click below to view Judith Amanda Leeth's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Judith Amanda Leeth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 2, 2025 - Present
LPL ENTERPRISE, LLC
Office #1: 328 S. Main St, Harrisonburg, VA 22801RIA
BD
CRD#: 8733
HARRISONBURG, VA
Current
September 2, 2025 - Present
LPL ENTERPRISE, LLC
Office #1: 328 S. Main St, Harrisonburg, VA 22801RIA
BD
CRD#: 8733
HARRISONBURG, VA
Past
February 21, 2019 - September 4, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
HARRISONBURG, VA
Past
September 5, 2018 - September 4, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
HARRISONBURG, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(9/2/2025)
RR
Florida(5/14/2026)
RR
Maryland(9/2/2025)
RR
Virginia(9/2/2025)
IAR
Virginia(9/2/2025)
RR
West Virginia(9/2/2025)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
5,215
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| EVANGELIOU, KIRIAKOS ANDREAS | SVP, CHIEF COMPLIANCE OFFICER | 2496177 |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORNINGSTAR, MATTHEW EDWIN | CHIEF LEGAL OFFICER | 2510742 |
Regulatory assets under management
| Total Number of Accounts | 139,192 |
| AUM (Assets Under Management) | $ 24,939,385,373 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2026 | ||
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
