Joseph J. Reddington

PELKONEN AND ASSOCIATES LLC

Melville, NY 11747

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CRD#: 6441458

Professional summary

Joseph John Reddington is a registered financial advisor currently at PELKONEN AND ASSOCIATES LLC located in Melville, New York.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Joseph has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fixed Insurance Sales. Not investment related. Address: 425 Broadhollow Road, Suite 112, Melville, NY 11747. 2 hours per week

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph John Reddington's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 29, 2021 - Present

PELKONEN AND ASSOCIATES LLC

Office #1: 425 Broadhollow Road Suite 112, Melville, NY 11747

RIA

CRD#: 305933

Melville, NY

Past

March 31, 2017 - April 7, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MELVILLE, NY

Past

August 7, 2015 - April 7, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MELVILLE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PELKONEN AND ASSOCIATES LLC

AMP WEALTHCARE | PELKONEN AND ASSOCIATES LLC | PELKONEN AND ASSOCIATES

CRD#: 305933 / SEC#: 801-118271

RIA

Registered Investment Advisory firm - (3/23/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/8/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/7/2015

General Securities Representative Examination

Current Firm

PELKONEN AND ASSOCIATES LLC

AMP WEALTHCARE | PELKONEN AND ASSOCIATES LLC | PELKONEN AND ASSOCIATES

CRD#: 305933 / SEC#: 801-118271

RIA

Registered Investment Advisory firm - (3/23/2020 Approved)

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Contact information

Main Address

425 Broadhollow Road Suite 112, Melville, NY 11747

Mailing Address

Phone number

(631) 396-1032

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PELKONEN DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (2/18/2025)

Regulatory assets under management

Total Number of Accounts	889
AUM (Assets Under Management)	$ 253,099,311

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph J. Reddington

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph John Reddington's CRS (Customer Relationship Summary).

Certified licenses

Experience

PELKONEN AND ASSOCIATES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PELKONEN AND ASSOCIATES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/8/2015

SIE

Date: 10/1/2018

Series 7

Date: 8/7/2015

Current Firm

PELKONEN AND ASSOCIATES LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PELKONEN AND ASSOCIATES LLC

TRUST BUT VERIFY

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