Jeffrey L. Brockelsby

BROCKELSBY INVESTMENT SERVICES

Irmo, SC

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CRD#: 6440151

Professional summary

Jeffrey Lind Brockelsby is a registered financial advisor currently at BROCKELSBY INVESTMENT SERVICES located in Irmo, South Carolina.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jeffrey has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BLACK HILLS REPTILE GARDENS, INC., 8955 S. HWY 16, RAPID CITY, SD 57702; BUSINESS IS NOT INVESTMENT-RELATED PER SE; TOURIST ATTRACTION; POSITION - CORPORATE TREASURER; START DATE - JAN. 1991; HOURS PER MONTH - 80; HOURS PER DAY DURING TRADING HOURS - 4; DUTIES - MANAGE CORPORATE INVESTMENT PORTFOLIO, MANAGE EMPLOYEE 401(K) PORTFOLIO, ADVISE CEO ON BUDGETING AND FINANCIAL ISSUES, SERVE ON BOARD OF DIRECTORS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Lind Brockelsby's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 22, 2008 - Present

BROCKELSBY INVESTMENT SERVICES

RIA

CRD#: 171595

Irmo, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(7/22/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/2008

Uniform Investment Adviser Law Examination

Current Firm

BROCKELSBY INVESTMENT SERVICES

CRD#: 171595 / SEC#:

South Carolina

Registered Investment Advisory firm - (7/22/2008 Approved)

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Contact information

Main Address

Irmo, SC

Mailing Address

Phone number

(803) 407-9256

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 5,695,403

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey L. Brockelsby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Lind Brockelsby's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROCKELSBY INVESTMENT SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/2008

Current Firm

BROCKELSBY INVESTMENT SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BROCKELSBY INVESTMENT SERVICES

TRUST BUT VERIFY

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