Avery G. Casey
Professional summary
Avery Graham Casey, who also goes by Avery Casey, is a registered financial professional currently at BANKERS LIFE SECURITIES, INC. located in Bowling Green, Kentucky.
Avery is registered as a RR (Registered Representative) and started their career in finance in 2015. Avery has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Avery Graham Casey's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 2016 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 1945 Scottsville Road Building 2, Suite 110b, Bowling Green, KY 42104April 21, 2015 - May 26, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/27/2024)
(3/23/2020)
(5/26/2016)
(4/10/2024)
(5/26/2016)
Exams
FINRA
Current Firm
BANKERS LIFE SECURITIES, INC.
CRD#: 173962 / SEC#: , 8-69562
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CDOC, INC. | PARENT COMPANY | |
| GOLDBERG, SCOTT LOUIS | BOARD MEMBER | 5296395 |
| HEILMAN, CHERYL LYNN | PRESIDENT/CEO/DIRECTOR | 2114445 |
| JOSEPHSON, STEVEN M | COO, DIRECTOR | 2239540 |
| KELLY, BRETT J | DIRECTOR, BLS OPERATIONS | 4818868 |
| LAMSON, MARK LEE | DIRECTOR OF SALES PRACTICE | 1796166 |
| MCDONOUGH, PAUL H | BOARD MEMBER | 7089411 |
| ROBERTS, ALBERTA STEPHENS | CHIEF COMPLIANCE OFFICER/ SECRETARY | 2681068 |
| TUCKER, CLARK BOMAR | FINOP | 1977842 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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