GC
Guzman J. Castro
EAGLE STRATEGIES LLC
JACKSONVILLE BEACH, FL 32250
Some features on this profile are disabled
CRD#: 6438988
GC
Professional summary
Guzman Jose Castro, who also goes by Guzman Jose Castro, Guzman Castro, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Jacksonville Beach, Florida and NYLIFE SECURITIES LLC located in Jacksonville Beach, Florida.
Guzman is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Guzman has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Guzman Jose Castro | Guzman Castro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[International Bonded Export Service Corporation; Wine importer; 2200 NW 102 Place, Miami, FL 33172; Start Date: 01/1996; Role/Title: Consultant; Not investment related; 5 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF WAHBY FINANCIAL GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; JACKSONVILLE BEACH, FL; START DATE: 03/2016] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products;482 jacksonville drive, jacksonville beach, fl 32250; Start Date 04/2019; Role/Title: Independent Contractor; Investment Related; 5 hours per month; 5 hours per month during securities trading hours][The Discovery School; It is a non-profit Montessori school. My daughter went her 18 years ago. I was asked to join the Finance Committee. I understand I cannot make any money from the school while I'm on the committee; 102 S 15th St, Jacksonville Beach, FL 32250; Start Date 10/2024; Role/Title: Volunteer; Investment Related; 0.5 hours per month; 0.25 hours per month during securities trading hours; recommendations to board][Beaches Town Center Agency; Non-Profit established to beautify and improve the Beaches Town Center area. meetings are held at one of the board member's office; 1071 Atlantic Blvd, Atlantic Beach, FL 32233; Start Date 02/2025; Role/Title: Board Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours; fundraise]
CRS (Client Relationship Summary) - RIA
Click below to view Guzman Jose Castro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2017 - Present
EAGLE STRATEGIES LLC
Office #1: 482 Jacsonville Drive, Jacksonville Beach, FL 32250RIA
CRD#: 110826
JACKSONVILLE BEACH, FL
Current
February 17, 2016 - Present
NYLIFE SECURITIES LLC
BD
CRD#: 5167
JACKSONVILLE BEACH, FL
Past
March 12, 2015 - January 26, 2016
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(7/14/2025)
RR
California(3/28/2024)
RR
Florida(2/17/2016)
IAR
Florida(5/23/2017)
RR
North Carolina(10/16/2025)
RR
Pennsylvania(6/20/2024)
RR
South Carolina(4/20/2018)
RR
Texas(4/25/2019)
RR
Virginia(10/26/2017)
RR
Wisconsin(2/28/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Jacksonville Beach, FL 32250TRUST BUT VERIFY
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