GG
Graham D. Guthrie
EASTWIND CAPITAL WEALTH MANAGEMENT
Westerville, OH 43081
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CRD#: 6438354
GG
Professional summary
Graham David Guthrie is a registered financial advisor currently at EASTWIND CAPITAL WEALTH MANAGEMENT located in Westerville, Ohio.
Graham is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Graham has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GUTHRIE LAW OFFICE, LLC. NOT INVESTMENT RELATED. LAW PRACTICE.SINCE 01/01/2003. ATTORNEY. OWNER AND SOLE MEMBER. LEGAL SERVICES: BANKRUPTCY, DEBT RESTRUCTURING. 5 HRS/MO, 2 HRS/MO DURING TRADING HOURS. 2) WESTERVILLE AREA CHAMBER OF COMMERCE - VOLUNTEER. SPRING 2023 TO PRESENT. NOT INVESTMENT RELATED. NON-PROFIT ORGANIZATION REPRESENTING THE BUSINESS COMMUNITY. MY DUTIES INCLUDE BEING A MEMBER OF THE AMBASSADOR COMMITTEE, THE BUSINESS ADVOCACY COUNCIL AND THE GOLF OUTING COMMITTEE, AS WELL AS PROMOTING AND SUPPORTING CHAMBER ACTTVITIES AND EVENTS AND LOCAL BUSINESSES IN THE COMMUNITY. 3 HRS/MONTH SPENT ON THIS ACTIVITY, 2 HRS/MONTH DURING NORMAL TRADING HOURS. 3) ACME STRENGTH, LLC - APPRENTICE STRENGTH COACH. 8/2024 TO PRESENT. NOT INVESTMENT RELATED. DUTIES INCLUDE ASSISTING AND LEARNING FROM STRENGTH TRAINING COACHES. 18 HRS/MONTH SPENT ON THIS ACTIVITY, 4 HRS/MONTH DURING NORMAL TRADING HOURS. RECEIVE HOURLY WAGE UP TO 4.5 HOURS PER WEEK.
CRS (Client Relationship Summary) - RIA
Click below to view Graham David Guthrie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 4, 2018 - Present
EASTWIND CAPITAL WEALTH MANAGEMENT
Office #1: 921 Eastwind Drive Suite 101, Westerville, OH 43081RIA
CRD#: 146957
Westerville, OH
Past
March 5, 2015 - April 3, 2018
MONEY CONCEPTS CAPITAL CORP
RIA
CRD#: 12963
Dublin, OH
Past
March 4, 2015 - April 3, 2018
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
Dublin, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(10/21/2020)
IAR
Ohio(4/4/2018)
IAR
Pennsylvania(10/15/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EC
EASTWIND CAPITAL WEALTH MANAGEMENT
EASTWIND CAPITAL WEALTH MANAGEMENT | ESTATE PLANNING PROFESSIONALS | EPP CORPORATE RETIREMENT SERVICES | EASTWIND CAPITAL, LLC
CRD#: 146957 / SEC#: 801-69213
RIA
Registered Investment Advisory firm - (7/27/2012 Terminated)Florida
Registered Investment Advisory firm - (2/1/2017 Approved)Indiana
Registered Investment Advisory firm - (12/17/2015 Terminated)Louisiana
Registered Investment Advisory firm - (8/14/2019 Approved)Ohio
Registered Investment Advisory firm - (7/17/2012 Approved)Pennsylvania
Registered Investment Advisory firm - (7/31/2018 Approved)Texas
Registered Investment Advisory firm - (7/10/2012 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
921 Eastwind Drive Suite 101, Westerville, OH 43081
Mailing Address
Phone number
(614) 888-2230
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 501 |
| AUM (Assets Under Management) | $ 69,593,040 |
Red Flags
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