LC
Lisa A. Cowan
WELCH FINANCIAL PLANNING
Boulder, CO 80301-2600
Some features on this profile are disabled
CRD#: 6436929
LC
Professional summary
Lisa Ann Cowan is a registered financial advisor currently at WELCH FINANCIAL PLANNING, LLC located in Boulder, Colorado.
Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Lisa has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WealthPLAN Partners Position: Associate Financial Advisor Nature: Advisory- WealthPLAN Partners Investment Related: Yes Hours: 8 Securities Trading Hours: 8 Start Date: 07/01/2019 Address: 101 S 108th Ave, 2nd Floor, Omaha NE 68154 DBA: Welch Financial Planning, LLC LISA AND ROSS COWAN (JOINT OWNERS) POSITION: owner NATURE: Rental Property Ownership INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2016 ADDRESS: 8254 E Lippizan Trl, Scottsdale AZ 85258 DESCRIPTION: Own a townhome at 8555 N 84th Place, Scottsdale, AZ 85258. Collect rent, set up service calls when needed, make repairs and upgrades as needed. PALOMA & ZANE 1, LLC AND PALOMA & ZANE 2, LLC POSITION: owner NATURE: Rental Property Ownership INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2016 ADDRESS: 1022 Rex St, Louisville CO 80027 DESCRIPTION: Own a townhome at 8555 N 84th Place and a single-family home, both in Scottsdale, AZ 85258. Collect rent, set up service calls when needed, make repairs and upgrades as needed.
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Ann Cowan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2024 - Present
WELCH FINANCIAL PLANNING, LLC
Office #1: 1790 38th St Ste. 205, Boulder, CO 80301-2600RIA
CRD#: 329418
Boulder, CO
Past
January 30, 2020 - March 1, 2024
WEALTHPLAN PARTNERS
RIA
CRD#: 305026
Boulder, CO
Past
July 23, 2019 - July 10, 2020
WEALTHPLAN PARTNERS
RIA
CRD#: 158935
Boulder, CO
Past
July 2, 2019 - March 1, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
BOULDER, CO
Past
February 4, 2019 - July 10, 2019
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Superior, CO
Past
March 22, 2018 - July 10, 2019
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
BOULDER, CO
Past
April 21, 2015 - March 7, 2018
SCOTTRADE, INC.
BD
CRD#: 8206
WESTMINSTER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WELCH FINANCIAL PLANNING, LLC
WELCH FINANCIAL PLANNING & INSURANCE | WELCH FINANCIAL PLANNING, LLC
CRD#: 329418 / SEC#: 801-129411
RIA
Registered Investment Advisory firm - (1/19/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(2/27/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WF
WELCH FINANCIAL PLANNING, LLC
WELCH FINANCIAL PLANNING & INSURANCE | WELCH FINANCIAL PLANNING, LLC
CRD#: 329418 / SEC#: 801-129411
RIA
Registered Investment Advisory firm - (1/19/2024 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1790 38th St Ste. 205, Boulder, CO 80301-2600
Mailing Address
Phone number
(303) 939-8766
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 464 |
| AUM (Assets Under Management) | $ 145,551,100 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
