Carys A. Murphy
Professional summary
Carys Anne Murphy, who also goes by Carys Murphy, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Denver, Colorado.
Carys is registered as a RR (Registered Representative) and started their career in finance in 2015. Carys has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carys Anne Murphy's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2024 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 1430 Blake Street, Denver, CO 80202September 21, 2017 - September 27, 2024
CHARLES SCHWAB & CO., INC.
January 30, 2015 - September 20, 2016
EQUITABLE DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/4/2024)
(11/4/2024)
Exams
FINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
