William Wayne Patterson
Professional Summary
William Wayne Patterson, who also goes by Bill W Patterson III, William Patterson, William W Patterson, is a registered financial advisor currently at SOFI WEALTH LLC located in Jacksonville, Florida and SOFI SECURITIES LLC located in Jacksonville, Florida. William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. William has worked at 6 firms and has passed the Series 66, SIE and Series 7...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bill W Patterson Iii, William Patterson, William W Patterson
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
SOFI ADVISORS LLC | SOFI WEALTH LLC
Contact Information
Main Address
234 1st Street, San Francisco, CA 94105Phone Number
(855) 525-7634# of Employees
114SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
290,887AUM (Assets Under Management)
$2,047,338,985Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
SOFI ADVISORS LLC | SOFI WEALTH LLC
State Registrations and Notice Filings
(4/2/2021)
(4/14/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view William Wayne Patterson's CRS (Customer Relationship Summary).
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