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GS

Gonzalo E. Seminario

SEMINARIO SECURITIES
San Isidro, Lima,
CRD#: 6436502
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GS
Gonzalo Enrique SeminarioSEMINARIO SECURITIES

Professional summary

Gonzalo Enrique Seminario is a registered financial professional currently at SEMINARIO SECURITIES .

Gonzalo is registered as a RR (Registered Representative) and started their career in finance in 2015. Gonzalo has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gonzalo Enrique Seminario's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 3, 2024 - Present

SEMINARIO SECURITIES

Office #1: Calle Amador Merino Reyna 267 Of. 801, San Isidro, Lima
BD
CRD#: 315218
San Isidro, Lima,
Past

January 12, 2015 - August 4, 2015

INSIGNEO SECURITIES, LLC

BD
CRD#: 29249
Lima,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/28/2025)
RR
Florida
(10/3/2024)
RR
Virginia
(8/27/2025)
RR
Washington
(9/25/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/27/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/3/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/15/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SEMINARIO SECURITIES
SEMINARIO SECURITIES | SEMINARIO SECURITIES LLC

CRD#: 315218 / SEC#: , 8-70773

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
95 Merrick Way Suite 516, Coral Gables, FL 33134
Mailing Address
95 Merrick Way Suite 516, Coral Gables, FL 33134
Phone number
(786) 292-0512
Established
Florida since 04/20/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEMINARIO SECURITIES HOLDINGS, INC.MEMBER
DIEGUEZ, MARLO ECEO5644954
RUBIO, IREANNA MELISSACHIEF COMPLIANCE OFFICER/AMLCO6507398

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEMINARIO SECURITIES

CRD#: 315218San Isidro, Lima

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