Peter C. Griffith
Professional summary
Peter Charles Griffith, who also goes by Peter Charles Griffith, is a registered financial professional currently at LIQUIDNET, INC. located in New York, New York and TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2016. Peter has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Charles Griffith's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2025 - Present
LIQUIDNET, INC.
Office #1: 200 Vesey Street 5th Floor, New York, NY 10281June 26, 2025 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008December 20, 2017 - March 3, 2021
CITIGROUP GLOBAL MARKETS INC.
September 12, 2016 - October 19, 2017
BMO CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/22/2025)
(7/22/2025)
Exams
Series 7TO
Date: 6/3/2025
General Securities Representative ExaminationFINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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