Catherine C. Hollingsworth

YUKON WEALTH MANAGEMENT

OVERLAND PARK, KS 66221

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CRD#: 6436407

Professional summary

Catherine C Hollingsworth, who also goes by Catherine Marie Classe, is a registered financial advisor currently at YUKON WEALTH MANAGEMENT, INC. located in Overland Park, Kansas.

Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Catherine has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

Catherine Marie Classe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine C Hollingsworth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2015 - Present

YUKON WEALTH MANAGEMENT, INC.

Office #1: 15050 Antioch Road Suite 101, Overland Park, KS 66221

RIA

CRD#: 109413

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

YUKON WEALTH MANAGEMENT, INC.

H&S PROPERTIES, LLC | YUKON WEALTH MANAGEMENT, INC. | YUKON CAPITAL MANAGEMENT INC

CRD#: 109413 / SEC#: 801-80908

RIA

Registered Investment Advisory firm - (2/17/2015 Approved)

Kansas

Registered Investment Advisory firm - (3/23/2015 Terminated)

Texas

Registered Investment Advisory firm - (2/13/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(1/13/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/23/2014

Uniform Investment Adviser Law Examination

Current Firm

YUKON WEALTH MANAGEMENT, INC.

H&S PROPERTIES, LLC | YUKON WEALTH MANAGEMENT, INC. | YUKON CAPITAL MANAGEMENT INC

CRD#: 109413 / SEC#: 801-80908

RIA

Registered Investment Advisory firm - (2/17/2015 Approved)

Kansas

Registered Investment Advisory firm - (3/23/2015 Terminated)

Texas

Registered Investment Advisory firm - (2/13/2024 Terminated)

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Contact information

Main Address

15050 Antioch Road Suite 101, Overland Park, KS 66221

Mailing Address

Phone number

(913) 681-9200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

YUKON WEALTH MANAGEMENT, INC. BROCHURE (3/3/2026)

Regulatory assets under management

Total Number of Accounts	355
AUM (Assets Under Management)	$ 467,386,041

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Catherine C. Hollingsworth

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine C Hollingsworth's CRS (Customer Relationship Summary).

Certified licenses

Experience

YUKON WEALTH MANAGEMENT, INC.

Primary Firm SEC Registration

YUKON WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/23/2014

Current Firm

YUKON WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

YUKON WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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