CH
Catherine C. Hollingsworth
YUKON WEALTH MANAGEMENT
Overland Park, KS 66221
Some features on this profile are disabled
CRD#: 6436407
CH
Professional summary
Catherine C Hollingsworth, who also goes by Catherine Marie Classe, is a registered financial advisor currently at YUKON WEALTH MANAGEMENT, INC. located in Overland Park, Kansas.
Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Catherine has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Catherine Marie Classe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM EMPLOYED BY THE ABOVE IA FIRM (YUKON WEALTH MGMT) ON A PART-TIME BASIS. MY HOURS ARE APPROXIMATELY 8 A.M. TO 1 P.M. MONDAY THROUGH FRIDAY. THE REST OF MY DAY IS SPENT WORKING FOR ONE OF THE 2 BELOW JOBS.
OTHER EMPLOYMENT INCLUDES:
SELF-EMPLOYED:
-INDEPENDENT CONTRACTOR DOING ACCOUNTING WORK FOR A REAL ESTATE DEVELOPER
-NOT INVESTMENT-RELATED
-WORK FROM HOME PRIMARILY-5804 W 153RD TER, OVERLAND PARK, KS 66223. A FEW HOURS A MONTH I WORK AT THE REAL ESTATE DEVELOPER'S OFFICE--MATT ADAM DEVELOPMENT, 15050 ANTIOCH RD, OVERLAND PARK, KS 66221
-STARTED DOING ACCOUNTING WORK FOR THE REAL ESTATE DEVELOPER IN JANUARY 2011
-APPROXIMATELY 20 TO 30 HOURS/MONTH
-GENERALLY WORK EVENINGS OR WEEKENDS
-DUTIES: MONTHLY ACCOUNTING WORK AND PREPARATION OF FINANCIAL STATEMENTS
TODD HILL HOMES:
-NOT INVESTMENT-RELATED
-I DO THE ACCOUNTING WORK FROM MY HOME: 5804 W 153RD TER, OVERLAND PARK, KS 66223
-TODD HILL IS A HOME BUILDER.
-I AM IN CHARGE OF HIS ACCOUNTING WORK.
-I STARTED WORKING FOR HIM PART-TIME AS AN EMPLOYEE IN NOVEMBER 2014. PREVIOUSLY, I HAD WORKED FOR HIM AS AN INDEPENDENT CONTRACTOR.
-15 TO 18 HOURS PER WEEK (ALL 2 P.M. OR LATER)
-MONTHLY ACCOUNTING WORK, PREPARATION OF CONSTRUCTION DRAWS FOR BANKS/LENDERS AND PREPARATION OF FINANCIAL STATEMENTS TWICE A YEAR
CRS (Client Relationship Summary) - RIA
Click below to view Catherine C Hollingsworth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 13, 2015 - Present
YUKON WEALTH MANAGEMENT, INC.
Office #1: 15050 Antioch Road Suite 101, Overland Park, KS 66221RIA
CRD#: 109413
Overland Park, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
YW
YUKON WEALTH MANAGEMENT, INC.
H&S PROPERTIES, LLC | YUKON WEALTH MANAGEMENT, INC. | YUKON CAPITAL MANAGEMENT INC
CRD#: 109413 / SEC#: 801-80908
RIA
Registered Investment Advisory firm - (2/17/2015 Approved)Kansas
Registered Investment Advisory firm - (3/23/2015 Terminated)Texas
Registered Investment Advisory firm - (2/13/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(1/13/2015)
Current Firm
YW
YUKON WEALTH MANAGEMENT, INC.
H&S PROPERTIES, LLC | YUKON WEALTH MANAGEMENT, INC. | YUKON CAPITAL MANAGEMENT INC
CRD#: 109413 / SEC#: 801-80908
RIA
Registered Investment Advisory firm - (2/17/2015 Approved)Kansas
Registered Investment Advisory firm - (3/23/2015 Terminated)Texas
Registered Investment Advisory firm - (2/13/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
15050 Antioch Road Suite 101, Overland Park, KS 66221
Mailing Address
Phone number
(913) 681-9200
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 349 |
| AUM (Assets Under Management) | $ 392,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
