William Dick Sorenson
Professional Summary
William Dick Sorenson, who also goes by Bill Dick Sorenson, is a registered financial advisor currently at HERITAGE CAPITAL GROUP, INC. located in Jacksonville, Florida. William is registered as a RR (Registered Representative) and started their career in finance in 2015. William has worked at 1 firm and has passed the Series 63, SIE, Series 79 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bill Dick Sorenson
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Contact Information
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Disclosures on record.
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Years of Experience
11 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
HERITAGE CAPITAL GROUP, INC.
Contact Information
Main Address
5210 Belfort Rd. # 300, Jacksonville, FL 32256Mailing Address
5210 Belfort Rd. # 300, Jacksonville, FL 32256Phone Number
(904) 354-9600Established
Florida since 11/02/1977Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (20 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WIGGINS, CHARLES DONALD | SHAREHOLDER | 2953990 |
| HOLLEY, CECIL MCNAIR | SHAREHOLDER | 5978590 |
| KRAVET, DOUGLAS MICHAEL | SHAREHOLDER/ FINOP | 4892745 |
| NICHOLSON, WILLIAM ROBERT | CCO | 4445995 |
| SERKIN, HOWARD CHARLES | SHAREHOLDER | 2956726 |
| KELLISON, CHARLES ALEXANDER | PRESIDENT/SHAREHOLDER | 5772126 |
| SORENSON, WILLIAM DICK | CEO/SHAREHOLDER | 6436196 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/8/2023)
(2/23/2015)
(9/20/2026)
(3/17/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Feb 2015About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view William Dick Sorenson's CRS (Customer Relationship Summary).
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