AB
Austin W. Blasi
FORESIDE FUND SERVICES
Denver, CO 80206
CRD#: 6435882
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AB
Austin Wade BlasiFORESIDE FUND SERVICES
Professional summary
Austin Wade Blasi, who also goes by Austin Blasi, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Denver, Colorado.
Austin is registered as a RR (Registered Representative) and started their career in finance in 2015. Austin has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Austin Blasi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Austin Wade Blasi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 2, 2026 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 240 St. Paul Street Suite 400, Denver, CO 80206BD
CRD#: 46106
Denver, CO
Past
April 27, 2022 - May 22, 2026
HAMILTON LANE SECURITIES LLC
BD
CRD#: 281510
Englewood, CO
Past
June 4, 2019 - December 31, 2021
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Greenwood Village, CO
Past
April 1, 2015 - June 3, 2019
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/2/2026)
RR
Alaska(6/2/2026)
RR
Arizona(6/2/2026)
RR
Arkansas(6/2/2026)
RR
California(6/2/2026)
RR
Colorado(6/2/2026)
RR
Connecticut(6/2/2026)
RR
Delaware(6/2/2026)
RR
District of Columbia(6/2/2026)
RR
Florida(6/2/2026)
RR
Georgia(6/2/2026)
RR
Hawaii(6/2/2026)
RR
Idaho(6/2/2026)
RR
Illinois(6/2/2026)
RR
Indiana(6/2/2026)
RR
Iowa(6/2/2026)
RR
Kansas(6/2/2026)
RR
Kentucky(6/2/2026)
RR
Louisiana(6/2/2026)
RR
Maine(6/2/2026)
RR
Maryland(6/2/2026)
RR
Massachusetts(6/2/2026)
RR
Michigan(6/2/2026)
RR
Minnesota(6/2/2026)
RR
Mississippi(6/2/2026)
RR
Missouri(6/2/2026)
RR
Montana(6/2/2026)
RR
Nebraska(6/2/2026)
RR
Nevada(6/2/2026)
RR
New Hampshire(6/2/2026)
RR
New Jersey(6/2/2026)
RR
New Mexico(6/2/2026)
RR
New York(6/2/2026)
RR
North Carolina(6/2/2026)
RR
North Dakota(6/2/2026)
RR
Ohio(6/2/2026)
RR
Oklahoma(6/2/2026)
RR
Oregon(6/2/2026)
RR
Pennsylvania(6/2/2026)
RR
Rhode Island(6/2/2026)
RR
South Carolina(6/2/2026)
RR
South Dakota(6/2/2026)
RR
Tennessee(6/2/2026)
RR
Texas(6/2/2026)
RR
Utah(6/2/2026)
RR
Vermont(6/2/2026)
RR
Virginia(6/2/2026)
RR
Washington(6/2/2026)
RR
West Virginia(6/2/2026)
RR
Wisconsin(6/2/2026)
RR
Wyoming(6/2/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/27/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
