Aldane K. Rookwood
Professional summary
Aldane Kevin Rookwood is a registered financial professional currently at PHX FINANCIAL, INC. located in New York, New York.
Aldane is registered as a RR (Registered Representative) and started their career in finance in 2015. Aldane has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aldane Kevin Rookwood's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2022 - Present
PHX FINANCIAL, INC.
Office #1: 100 Wall Street Floor 10, New York, NY 10005December 10, 2019 - October 3, 2022
SW FINANCIAL
July 13, 2017 - December 10, 2019
WORDEN CAPITAL MANAGEMENT LLC
April 18, 2016 - May 2, 2017
DAWSON JAMES SECURITIES, INC.
May 12, 2015 - April 19, 2016
SPARTAN CAPITAL SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/13/2023)
(1/24/2024)
(10/3/2022)
(10/3/2022)
(10/12/2022)
(10/12/2022)
(10/3/2022)
(10/3/2022)
(10/12/2022)
(10/12/2022)
(10/12/2022)
(10/12/2022)
(11/16/2023)
(5/16/2023)
(10/3/2022)
(10/3/2022)
(10/3/2022)
(11/4/2022)
(10/3/2022)
(3/23/2023)
(2/12/2023)
(11/4/2024)
(10/3/2022)
(6/17/2025)
(3/23/2023)
Exams
FINRA
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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