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TY

Tianyu Ye

ARK SECURITIES
PALO ALTO, CA 94303
CRD#: 6434349
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TY
Tianyu YeARK SECURITIES

Professional summary

Tianyu Ye, who also goes by Tim Ye, is a registered financial professional currently at ARK SECURITIES LLC located in Palo Alto, California.

Tianyu is registered as a RR (Registered Representative) and started their career in finance in 2015. Tianyu has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tim Ye

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tianyu Ye's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 16, 2026 - Present

ARK SECURITIES LLC

Office #1: 1950 University Circle Suite 200, Palo Alto, CA 94303
BD
CRD#: 246787
PALO ALTO, CA
Past

January 21, 2026 - May 26, 2026

CASH APP INVESTING LLC

BD
CRD#: 144076
OAKLAND, CA
Past

January 13, 2026 - January 26, 2026

ARK SECURITIES LLC

BD
CRD#: 246787
PALO ALTO, CA
Past

August 6, 2021 - February 8, 2024

FUTU WEALTH ADVISORS, INC.

RIA
CRD#: 310790
PALO ALTO, CA
Past

July 16, 2021 - February 21, 2024

MOOMOO FINANCIAL INC.

BD
CRD#: 283078
JERSEY CITY, NJ
Past

February 23, 2021 - July 23, 2021

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
SAN FRANCISCO, CA
Past

February 23, 2021 - July 23, 2021

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
SAN FRANCISCO, CA
Past

February 27, 2018 - February 2, 2021

TD AMERITRADE, INC.

RIA
CRD#: 7870
SAN MATEO, CA
Past

February 26, 2018 - February 2, 2021

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
SAN MATEO, CA
Past

February 26, 2018 - February 2, 2021

TD AMERITRADE, INC.

BD
CRD#: 7870
SAN MATEO, CA
Past

February 16, 2017 - February 26, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA
CRD#: 169988
SAINT LOUIS, MO
Past

June 23, 2015 - February 26, 2018

SCOTTRADE, INC.

BD
CRD#: 8206
DALY CITY, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/16/2026)
RR
New York
(4/16/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/16/2017
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/11/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/23/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 5/4/2023
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ARK SECURITIES LLC
ARK SECURITIES LLC | T&G PRIVATE CAPITAL LLC | HUDSONFIELD SECURITIES LLC

CRD#: 246787 / SEC#: , 8-69629

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
1950 University Circle Suite 200, Palo Alto, CA 94303
Mailing Address
1950 University Circle Suite 200, Palo Alto, CA 94303
Phone number
(626) 235-8063
Established
Delaware since 04/21/2015
Firm type
Limited Liability Company
Fiscal year end
November
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
OLIVE ASSET MANAGEMENT LLCPARENT COMPANY
BUNT, DAVID JOHNCHIEF OPERATIONS OFFICER2201693
GRAY, JOHN CLARKEFINOP/CFO/PFO/POO1367440
TAYLOR, MICAH ANTHONY MR.CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER2890693

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARK SECURITIES LLC

CRD#: 246787Palo Alto, CA 94303

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