KA
Kevin M. Adleman
KESTRA ADVISORY SERVICES
Mt. Pleasant, SC 29466
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CRD#: 6433039
KA
Professional summary
Kevin Michael Adleman is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Mt. Pleasant, South Carolina and KESTRA INVESTMENT SERVICES, LLC located in Mt Pleasant, South Carolina.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Kevin has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: IGNITE WEALTH PLANNING POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 105 START DATE: 08/31/2021 ADDRESS: 4042 BLACKMOOR ST, MT PLEASANT SC 29466, United States DESCRIPTION: Financial planning and investment advisory services. Insurance and annuity sales. Bus Name: GOODLIFE INSURANCE POSITION: Agent NOB: Insurance INV REL: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 12 START DATE: 07/20/2018 ADDRESS: 2395 Lancaster Pike,, Reading, PA PA 19607 DESC: Sell life, LTC and disability policies Bus Name: KESTRA ADVISORY SERVICES, LLC POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 08/31/2021 ADDRESS: 5707 Southwest Parkway, Bldg. 2, Ste. 400, Austin TX 78735 DESC: Investment Advisory services Bus Name: KEVIN ADLEMAN POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 07/01/2018 ADDRESS: 4042 BLACKMOOR ST, MT PLEASANT SC 29466, United States DESCRIPTION: Finding tenants, coordinating repairs, collecting rent Bus Name: SIMPLICITY LIFE POSITION: Producer/Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/02/2024 ADDRESS: 4134 Deegan Court, Suite 300, Monticello MN 55362, United States DESCRIPTION: I have no duties or obligations other than using Simplicity Life to submit life insurance applications for our clients. Bus Name: GFX TRADING I LLC - SERIES IGNITE WEALTH PLANNING LLC POSITION: Member NATURE: Buying and selling of foreign currency INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/23/2024 ADDRESS: 1013 Centre Rd, Suite 403S, Wilmington DE 19805, United States DESCRIPTION: We are investors, we don't have any actual obligations to the LLC, we are just owners/investors.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Michael Adleman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 31, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 4042 Blackmoor Street, Mt. Pleasant, SC 29466RIA
CRD#: 283330
Mt. Pleasant, SC
Current
August 31, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Mt Pleasant, SC
Past
July 20, 2018 - September 8, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
MT. PLEASANT, SC
Past
July 20, 2018 - September 8, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
MT. PLEASANT, SC
Past
April 19, 2016 - July 24, 2018
FORESTERS ADVISORY SERVICES, LLC
RIA
CRD#: 164663
Charlotte, NC
Past
January 21, 2015 - July 24, 2018
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(10/23/2025)
RR
Colorado(10/7/2021)
RR
Delaware(1/31/2025)
RR
Florida(8/31/2021)
RR
Georgia(8/31/2021)
RR
Indiana(8/31/2021)
RR
Kentucky(8/22/2023)
RR
Maryland(2/2/2023)
RR
Michigan(10/19/2021)
RR
New York(8/31/2021)
RR
North Carolina(9/10/2021)
RR
North Dakota(8/15/2025)
RR
South Carolina(8/31/2021)
IAR
South Carolina(8/31/2021)
RR
Tennessee(4/7/2022)
RR
Texas(8/31/2021)
IAR
Texas(8/31/2021)
RR
Virginia(8/31/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/20/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
