Thomas V. Kelly
Professional summary
Thomas V Kelly III, who also goes by Thomas VIncent Kelly III, Thomas V Kelly, is a registered financial advisor currently at KELLY INVESTMENT MANAGEMENT, LLC located in Raleigh, North Carolina.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Thomas has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas V Kelly III's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2023 - Present
KELLY INVESTMENT MANAGEMENT, LLC
November 1, 2021 - December 7, 2021
CURI CAPITAL
May 14, 2019 - September 10, 2019
TD AMERITRADE, INC.
May 14, 2019 - September 10, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - September 10, 2019
TD AMERITRADE, INC.
August 18, 2017 - February 26, 2018
SCOTTRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/13/2023)
Exams
Current Firm
KELLY INVESTMENT MANAGEMENT, LLC
CRD#: 322335 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 368,126 |
Red Flags
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