Thomas D. Liddell
Professional summary
Thomas David Liddell, who also goes by Thomas Liddell, is a registered financial advisor currently at SKYLINE ADVISORS, INC. located in Bellingham, Washington.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Thomas has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas David Liddell's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2024 - Present
SKYLINE ADVISORS, INC.
Office #1: 405 32nd Street Suite 201, Bellingham, WA 98225March 10, 2015 - August 1, 2023
WELLS FARGO CLEARING SERVICES, LLC
February 9, 2015 - August 1, 2023
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
SKYLINE ADVISORS, INC.
CRD#: 188511 / SEC#: 801-94175
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/1/2024)
Exams
Current Firm
SKYLINE ADVISORS, INC.
CRD#: 188511 / SEC#: 801-94175
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,196 |
| AUM (Assets Under Management) | $ 335,344,034 |
Red Flags
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