Ashley Nicole Mcgillis
Professional Summary
Ashley Nicole Mcgillis, who also goes by Ashley Nicole Pichiotino, is a registered financial advisor currently at PARADIGM EQUITIES, INC. located in East Lansing, Michigan. Ashley is registered as a RR (Registered Representative) and started their career in finance in 2018. Ashley has worked at 1 firm and has passed the Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ashley Nicole Pichiotino
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Videos & Posts
This advisor has not added any videos or posts yet.
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FOGUTH WEALTH MANAGEMENT, LLC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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FOGUTH WEALTH MANAGEMENT, LLC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
8 years in the financial services industry
Current & Past Employments
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Current Firm
PARADIGM EQUITIES, INC.
Contact Information
Main Address
1216 Kendale Blvd, East Lansing, MI 48823Mailing Address
1216 Kendale Boulevard Po Box 2501, East Lansing, MI 48826Phone Number
(517) 351-2122Established
Michigan since 01/19/1993Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (18 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MEA FINANCIAL SERVICES | SHAREHOLDER | — |
| CALLENDER, ROBERT | DIRECTOR | 8323516 |
| EDOFF, ERIK JAMES | SECRETARY | — |
| ELING, AARON JAMES | DIRECTOR | — |
| FOX, JACOB PETER | CHIEF COMPLIANCE OFFICER | 7647404 |
| MADAFFERI, CHANDRA ANN | CHAIRPERSON | — |
| MCGILLIS, ASHLEY NICOLE | CHIEF OPERATIONS OFFICER | 6431019 |
| REAUME, BRUCE MICHAEL | PRESIDENT | 3179618 |
| SHIPMAN, MICHELLE ANN | CHIEF FINANCIAL OFFICER | 4149477 |
Disclosures
Regulatory Event
1Similar Advisors
FOGUTH WEALTH MANAGEMENT, LLC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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FOGUTH WEALTH MANAGEMENT, LLC.
State Registrations and Notice Filings
(8/29/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2018About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Aug 2021About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ashley Nicole Mcgillis's CRS (Customer Relationship Summary).
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FOGUTH WEALTH MANAGEMENT, LLC.
