BO
Bradley T. Ostermann
TRUIST ADVISORY SERVICES
RICHMOND, VA 23224
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CRD#: 6430519
BO
Professional summary
Bradley Thomas Ostermann, who also goes by Brad Ostermann, Bradley Ostermann, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Richmond, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Richmond, Virginia.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Bradley has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad Ostermann | Bradley Ostermann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OLD DOMINION UMPIRES ASSOCIATION POSITION: Active Member NATURE: Baseball Umpiring. INVESTMENT RELATED: No NUMBER OF HOURS: 18 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2017 ADDRESS: , Richmond VA , United States DESCRIPTION: Act as an umpire to officiate baseball games, from youth levels, local high schools, and local adult leagues. ROVER POSITION: Dog Walker NATURE: Walking dogs outside of Truist work hours. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/06/2021 ADDRESS: Glen Allen VA, United States DESCRIPTION: Walking dogs periodically.
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Thomas Ostermann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 17, 2022 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1001 Semmes Ave Fl 3, Richmond, VA 23224RIA
CRD#: 283390
RICHMOND, VA
Current
July 16, 2022 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1001 Semmes Ave Fl 3, Richmond, VA 23224BD
CRD#: 17499
Richmond, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/18/2023)
RR
Alaska(1/18/2023)
RR
Arizona(1/18/2023)
RR
Arkansas(1/18/2023)
RR
California(1/18/2023)
RR
Colorado(1/18/2023)
RR
Connecticut(1/18/2023)
RR
Delaware(1/18/2023)
RR
District of Columbia(1/18/2023)
RR
Florida(1/18/2023)
RR
Georgia(1/18/2023)
RR
Hawaii(1/18/2023)
RR
Idaho(1/18/2023)
RR
Illinois(1/18/2023)
RR
Indiana(1/18/2023)
RR
Iowa(1/18/2023)
RR
Kansas(1/18/2023)
RR
Kentucky(1/18/2023)
RR
Louisiana(1/18/2023)
RR
Maine(1/18/2023)
RR
Maryland(1/18/2023)
RR
Massachusetts(1/18/2023)
RR
Michigan(1/18/2023)
RR
Minnesota(1/18/2023)
RR
Mississippi(1/18/2023)
RR
Missouri(1/18/2023)
RR
Montana(1/18/2023)
RR
Nebraska(1/18/2023)
RR
Nevada(1/18/2023)
RR
New Hampshire(1/18/2023)
RR
New Jersey(1/18/2023)
RR
New Mexico(1/18/2023)
RR
New York(1/18/2023)
RR
North Carolina(1/18/2023)
RR
North Dakota(1/18/2023)
RR
Ohio(1/18/2023)
RR
Oklahoma(1/18/2023)
RR
Oregon(1/18/2023)
RR
Pennsylvania(1/18/2023)
RR
Puerto Rico(1/18/2023)
RR
Rhode Island(1/18/2023)
RR
South Carolina(1/18/2023)
RR
South Dakota(1/18/2023)
RR
Tennessee(1/18/2023)
RR
Texas(1/18/2023)
RR
Utah(1/18/2023)
RR
Vermont(1/18/2023)
RR
Virgin Islands(1/18/2023)
IAR
Virginia(10/17/2022)
RR
Virginia(1/18/2023)
RR
Washington(1/18/2023)
RR
West Virginia(1/18/2023)
RR
Wisconsin(1/18/2023)
RR
Wyoming(1/18/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/16/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Richmond, VA 23224TRUST BUT VERIFY
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