Jessica K. Kaufman

ACP CAPITAL MANAGEMENT

MIAMI, FL 33131

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CRD#: 6430469

Professional summary

Jessica Karina Kaufman, who also goes by Jessica Karina Chatman, Jessica Karina Kaufman, is a registered financial advisor currently at ACP CAPITAL MANAGEMENT, LLC located in Miami, Florida and FUNDAMENTAL SECURITIES located in Weston, Florida.

Jessica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Jessica has worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jessica Karina Chatman | Jessica Karina Kaufman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CIMA Financial Regulation Consultants, LLC - 1655 N Commerce Pkwy #301 Weston, FL 33326. Consultant. Start Date February 2024. Regulatory consulting services, to financial institutions, anticipated number of hours allocated per month 160, mainly transaction surveillance and compliance related matters. The employee provides consulting services through CIMA and, as part of that business, maintains active registrations with multiple other broker-dealers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessica Karina Kaufman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2025 - Present

ACP CAPITAL MANAGEMENT, LLC

Office #1: 1200 Brickell Avenue Suite 1700, Miami, FL 33131

RIA

CRD#: 138556

MIAMI, FL

Current

November 25, 2024 - Present

FUNDAMENTAL SECURITIES

Office #1: 1655 N. Commerce Parkway Suite 301, Weston, FL 33326

CRD#: 322182

WESTON, FL

Current

August 25, 2025 - Present

ACP SECURITIES, LLC

Office #1: 1200 Brickell Avenue Suite 1700, Miami, FL 33131

CRD#: 139049

MIAMI, FL

Current

September 9, 2025 - Present

BRADESCO INVESTMENTS INC.

Office #1: 3011 Ponce De Leon Blvd, Ph1, Coral Gables, FL 33134

CRD#: 19453

Coral Gables, FL

Past

July 11, 2024 - March 5, 2025

EFG ASSET MANAGEMENT (AMERICAS) CORP.

RIA

CRD#: 158905

MIAMI, FL

Past

June 28, 2024 - March 5, 2025

EFG CAPITAL INTERNATIONAL

CRD#: 40118

MIAMI, FL

Past

March 22, 2024 - June 18, 2025

OCEAN FINANCIAL ADVISORS LLC

RIA

CRD#: 291950

MIAMI, FL

Past

March 8, 2024 - June 18, 2025

OCEAN FINANCIAL SERVICES, LLC

CRD#: 164289

MIAMI, FL

Past

January 29, 2020 - January 29, 2024

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Plantation, FL

Past

February 27, 2018 - January 29, 2024

MML INVESTORS SERVICES, LLC

CRD#: 10409

Plantation, FL

Past

August 17, 2017 - February 22, 2018

KOVACK SECURITIES INC.

CRD#: 44848

FT. LAUDERDALE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACP CAPITAL MANAGEMENT, LLC

ACP CAPITAL MANAGEMENT, LLC | ACP INVESTOR

CRD#: 138556 / SEC#: 801-122849

RIA

Registered Investment Advisory firm - (12/10/2021 Approved)

Florida

Registered Investment Advisory firm - (9/21/2022 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2018 Terminated)

New York

Registered Investment Advisory firm - (1/3/2022 Terminated)

Texas

Registered Investment Advisory firm - (1/3/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/25/2024)

IAR

Florida
(10/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/19/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/2017

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/16/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ACP CAPITAL MANAGEMENT, LLC

ACP CAPITAL MANAGEMENT, LLC | ACP INVESTOR

CRD#: 138556 / SEC#: 801-122849

RIA

Registered Investment Advisory firm - (12/10/2021 Approved)

Florida

Registered Investment Advisory firm - (9/21/2022 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2018 Terminated)

New York

Registered Investment Advisory firm - (1/3/2022 Terminated)

Texas

Registered Investment Advisory firm - (1/3/2022 Terminated)

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Contact information

Main Address

1200 Brickell Avenue Suite 1700, Miami, FL 33131

Mailing Address

Phone number

(305) 670-4180

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACP CAPITAL MANAGEMENT, LLC ADV PART 2A WRAP (6/27/2025)

ACP CAPITAL MANAGEMENT, LLC ADV PART 2A (6/27/2025)

Regulatory assets under management

Total Number of Accounts	105
AUM (Assets Under Management)	$ 230,432,668

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jessica K. Kaufman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessica Karina Kaufman's CRS (Customer Relationship Summary).

Certified licenses

Experience

FUNDAMENTAL SECURITIES

ACP SECURITIES, LLC

BRADESCO INVESTMENTS INC.

EFG ASSET MANAGEMENT (AMERICAS) CORP.

EFG CAPITAL INTERNATIONAL

OCEAN FINANCIAL ADVISORS LLC

OCEAN FINANCIAL SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

KOVACK SECURITIES INC.

Primary Firm SEC Registration

ACP CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/19/2019

SIE

Date: 10/1/2018

Series 7

Date: 8/17/2017

Series 24

Date: 6/16/2018

FINRA

Current Firm

ACP CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACP CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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