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CG

Craig T. Gorden

SCHWAB WEALTH ADVISORY
Atlanta, GA 30326
Some features on this profile are disabled
CRD#: 6430411
CG

Professional summary

Craig Terence Gorden Jr., who also goes by Craig T Gorden Jr, Craig Gorden, Craig Terence Gorden Jr, Craig Terence Gorden Jr., is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Atlanta, Georgia and CHARLES SCHWAB & CO., INC. located in Atlanta, Georgia.

Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Craig has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Craig T Gorden Jr | Craig Gorden | Craig Terence Gorden Jr | Craig Terence Gorden Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) E-Clearance LLC|Investment Related: No|Wholesale Trade/Import-Export|Owner|6/16/2023|Less than 20 hour/month - 0 during trading hours|I own this LLC and use Amazon's FBA platform to purchase products at the wholesale level and resale the products at the retail level.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Terence Gorden Jr.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 24, 2024 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 3424 Peachtree Road, Ne, Suite 1750, Atlanta, GA 30326
RIA
CRD#: 159035
Atlanta, GA
Current

October 23, 2024 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 3424 Peachtree Road Ne Suite 1750, Atlanta, GA 30326
RIA
BD
CRD#: 5393
Atlanta, GA
Past

December 18, 2023 - August 28, 2024

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
ATLANTA, GA
Past

December 15, 2023 - August 28, 2024

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
ATLANTA, GA
Past

May 11, 2022 - November 21, 2023

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Atlanta, GA
Past

May 10, 2022 - November 21, 2023

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Atlanta, GA
Past

January 15, 2021 - April 4, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CONYERS, GA
Past

January 14, 2021 - April 4, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CONYERS, GA
Past

December 13, 2018 - January 5, 2021

MORGAN STANLEY

RIA
CRD#: 149777
ATLANTA, GA
Past

July 24, 2018 - January 5, 2021

MORGAN STANLEY

BD
CRD#: 149777
ATLANTA, GA
Past

February 23, 2015 - July 12, 2018

E*TRADE SECURITIES LLC

BD
CRD#: 29106
ALPHARETTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/12/2024)
RR
Connecticut
(5/31/2025)
RR
Florida
(12/12/2024)
RR
Georgia
(10/23/2024)
IAR
Georgia
(10/24/2024)
RR
Maryland
(7/3/2025)
RR
Massachusetts
(2/19/2025)
RR
New Jersey
(12/20/2024)
RR
New York
(12/12/2024)
RR
Ohio
(3/6/2025)
RR
South Carolina
(2/19/2025)
RR
Tennessee
(12/12/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/12/2018
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/24/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/23/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 9/3/2020
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 3/29/2019
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)
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Contact information

Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035Atlanta, GA 30326

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