BB
Brian D. Butler
TRUIST ADVISORY SERVICES
LEXINGTON, KY 40507
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CRD#: 6429682
BB
Professional summary
Brian Davis Butler, who also goes by Brian Davis Butler, Brian Butler, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Lexington, Kentucky and TRUIST INVESTMENT SERVICES, INC. located in Warsaw, Kentucky.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Brian has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Davis Butler | Brian Butler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL HOME POSITION: Own the home NATURE: I am renting out my old house. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2020 ADDRESS: 155 Idlewind Drive, Paris KY 40361
CRS (Client Relationship Summary) - RIA
Click below to view Brian Davis Butler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 200 W Vine Street Suite 200, Lexington, KY 40507RIA
CRD#: 283390
LEXINGTON, KY
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 400 E Main St, Warsaw, KY 41095Office #2: 3435 Valley Plaza Pkwy, Fort Mitchell, KY 41017Office #3: 330 Mount Zion Rd, Florence, KY 41042Office #4: 12 Taft Hwy, Dry Ridge, KY 41035Office #5: 255 Mary Grubbs Hwy, Walton, KY 41094Office #6: 501 Monmouth St, Newport, KY 41071Office #7: 1065 Burlington Pike, Florence, KY 41042Office #8: 1831 Madison Ave, Covington, KY 41014Office #9: 743 Buttermilk Pike, Crescent Springs, KY 41017Office #10: 515 Barkley St, Falmouth, KY 41040Office #11: 2800 Alexandria Pike, Highland Heights, KY 41076Office #12: 9511 Kenwood Rd, Cincinnati, OH 45242Office #13: 111 Lookout Farm Dr, Crestview Hills, KY 41017Office #14: 200 W Vine St Ste 200, Lexington, KY 40507BD
CRD#: 17499
Warsaw, KY
Past
February 6, 2019 - March 2, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
February 6, 2019 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
April 17, 2015 - January 31, 2019
EDWARD JONES
RIA
CRD#: 250
RICHMOND, KY
Past
February 4, 2015 - January 31, 2019
EDWARD JONES
BD
CRD#: 250
RICHMOND, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2021)
RR
California(2/17/2021)
RR
Colorado(5/1/2023)
RR
Delaware(1/6/2025)
RR
Florida(2/17/2021)
RR
Georgia(3/31/2025)
RR
Indiana(2/17/2021)
RR
Kansas(3/31/2025)
RR
Kentucky(2/17/2021)
IAR
Kentucky(3/2/2021)
RR
Louisiana(3/31/2025)
RR
Maine(3/31/2025)
RR
Maryland(3/31/2025)
RR
Michigan(1/6/2025)
RR
Mississippi(3/31/2025)
RR
Montana(3/31/2025)
RR
New Mexico(10/24/2023)
RR
New York(3/31/2025)
RR
North Carolina(2/17/2021)
RR
Ohio(2/17/2021)
IAR
Ohio(12/14/2021)
RR
Oklahoma(3/31/2025)
RR
Oregon(2/17/2021)
RR
Pennsylvania(2/17/2021)
RR
South Carolina(2/17/2021)
RR
Tennessee(2/17/2021)
RR
Texas(9/21/2022)
RR
Virginia(2/17/2021)
RR
West Virginia(1/6/2025)
RR
Wisconsin(3/31/2025)
RR
Wyoming(3/31/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Lexington, KY 40507TRUST BUT VERIFY
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