MC
Michael A. Constantino
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS
Scottsdale, AZ 85254
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CRD#: 6429316
MC
Professional summary
Michael Armand Constantino, who also goes by Michael Constantino, is a registered financial professional currently at STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC located in Scottsdale, Arizona.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2015. Michael has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Michael Constantino
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Armand Constantino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 22, 2019 - Present
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Office #1: 15169 N Scottsdale Rd Suite 205, Scottsdale, AZ 85254BD
CRD#: 30107
Scottsdale, AZ
Past
August 1, 2019 - October 25, 2019
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Phoenix, AZ
Past
August 1, 2019 - October 25, 2019
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
November 8, 2018 - March 13, 2019
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
RIA
CRD#: 105790
BOSTON, MA
Past
January 20, 2016 - November 8, 2018
MANULIFE INVESTMENT MANAGEMENT (US) LLC
RIA
CRD#: 106435
BOSTON, MA
Past
November 10, 2015 - March 12, 2019
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
BD
CRD#: 28262
Tempe, AZ
Past
April 7, 2015 - October 28, 2015
MCADAM LLC
RIA
CRD#: 170914
BOSTON, MA
Past
February 11, 2015 - October 28, 2015
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Boston, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/22/2019)
RR
Alaska(11/22/2019)
RR
Arizona(11/22/2019)
RR
Arkansas(11/22/2019)
RR
California(11/22/2019)
RR
Colorado(11/22/2019)
RR
Connecticut(11/22/2019)
RR
Delaware(11/22/2019)
RR
District of Columbia(11/22/2019)
RR
Florida(11/22/2019)
RR
Georgia(11/22/2019)
RR
Hawaii(11/22/2019)
RR
Idaho(11/22/2019)
RR
Illinois(11/22/2019)
RR
Indiana(11/22/2019)
RR
Iowa(11/22/2019)
RR
Kansas(11/22/2019)
RR
Kentucky(11/22/2019)
RR
Louisiana(11/22/2019)
RR
Maine(11/22/2019)
RR
Maryland(11/22/2019)
RR
Massachusetts(11/22/2019)
RR
Michigan(11/22/2019)
RR
Minnesota(11/22/2019)
RR
Mississippi(11/22/2019)
RR
Missouri(11/22/2019)
RR
Montana(11/22/2019)
RR
Nebraska(11/22/2019)
RR
Nevada(11/22/2019)
RR
New Hampshire(11/22/2019)
RR
New Jersey(11/22/2019)
RR
New Mexico(11/22/2019)
RR
New York(11/22/2019)
RR
North Carolina(11/22/2019)
RR
North Dakota(11/22/2019)
RR
Ohio(11/24/2019)
RR
Oklahoma(11/22/2019)
RR
Oregon(11/22/2019)
RR
Pennsylvania(11/22/2019)
RR
Puerto Rico(11/22/2019)
RR
Rhode Island(11/22/2019)
RR
South Carolina(11/22/2019)
RR
South Dakota(11/22/2019)
RR
Tennessee(11/22/2019)
RR
Texas(11/22/2019)
RR
Utah(11/22/2019)
RR
Vermont(11/22/2019)
RR
Virginia(11/22/2019)
RR
Washington(11/22/2019)
RR
West Virginia(11/22/2019)
RR
Wisconsin(11/22/2019)
RR
Wyoming(11/22/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
STATE STREET BROKERAGE SERVICES, INC. | STATE STREET GLOBAL MARKETS, LLC | STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC | STATE STREET CAPITAL MARKETS, LLC
CRD#: 30107 / SEC#: , 8-44744
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Congress Street, Boston, MA 02114
Mailing Address
One Congress Street, Boston, MA 02114
Phone number
(617) 664-3619
Established
Delaware since 03/01/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET GLOBAL ADVISORS, INC. | PARENT CORPORATION | |
| ALBERICI, MARK F | DIRECTOR | 3223458 |
| AMOA, APEAWUSU K | DIRECTOR | 7711546 |
| BONDS MAZZA, ALLISON HATHHORN | PRESIDENT AND DIRECTOR | 4439495 |
| CORBETT, TIMOTHY PAUL | DIRECTOR | |
| FERRARELLI, JAMES | DIRECTOR | 6961735 |
| LAPORTA, JEANNE MARIE | DIRECTOR & CHAIRWOMAN | 5946908 |
| TENORIO, EDITHA V | CHIEF FINANCIAL OFFICER | 6755490 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
| TUCKER, JOHN A | DIRECTOR | 7000761 |
Disclosures
| Regulatory Event | 17 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
