Lina Kurkowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lina Kurkowski, who also goes by Lina Maria Carvajal Quintero, was a registered financial professional .
Lina is a previously registered financial professional and started their career in finance in 2017. Lina had worked at 18 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2018 - November 14, 2019
SMEAD FUNDS DISTRIBUTORS, LLC
January 29, 2018 - November 14, 2019
STERLING CAPITAL DISTRIBUTORS, LLC
January 29, 2018 - November 14, 2019
FORESIDE DISTRIBUTION SOLUTIONS, LLC
January 29, 2018 - November 14, 2019
ORBIS INVESTMENTS (U.S.), LLC
January 29, 2018 - November 14, 2019
NORTHERN FUNDS DISTRIBUTORS, LLC
January 29, 2018 - November 14, 2019
MGI FUNDS DISTRIBUTORS, LLC
January 29, 2018 - November 14, 2019
IMST DISTRIBUTORS, LLC
January 29, 2018 - November 14, 2019
FUNDS DISTRIBUTOR, LLC
January 29, 2018 - November 14, 2019
FORESIDE INVESTMENT SERVICES, LLC
January 29, 2018 - November 14, 2019
FORESIDE GLOBAL SERVICES, LLC
January 29, 2018 - November 14, 2019
FORESIDE FUNDS DISTRIBUTORS LLC
January 29, 2018 - November 14, 2019
FORESIDE FINANCIAL SERVICES, LLC
January 29, 2018 - November 14, 2019
FORESIDE DISTRIBUTION SERVICES, L.P.
January 29, 2018 - November 14, 2019
FORESIDE ASSOCIATES, LLC
January 29, 2018 - November 14, 2019
FAIRHOLME DISTRIBUTORS, LLC
January 29, 2018 - November 14, 2019
COMPASS DISTRIBUTORS, LLC
January 29, 2018 - November 14, 2019
BD COMPLIANCE SOLUTIONS, LLC
June 8, 2017 - March 28, 2023
FORESIDE FUND SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
SMEAD FUNDS DISTRIBUTORS, LLC
CRD#: 173734 / SEC#: , 8-69550
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | 2990648 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
