Stephen M. Pomanti

SP RETIREMENT LLC

DOWNINGTON, PA

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CRD#: 6426139

Professional summary

Stephen Massey Pomanti, CFP®, ChFC®, CLU®, who also goes by Stephen Massey Pomanti, Stephen Pomanti, Steve Pomanti, is a registered financial advisor currently at SP RETIREMENT LLC located in Downington, Pennsylvania.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Stephen has worked at 9 firms and has passed the Series 63, Series 6TO, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen Massey Pomanti | Stephen Pomanti | Steve Pomanti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Massey Pomanti's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

February 12, 2026 - Present

SP RETIREMENT LLC

RIA

CRD#: 339666

DOWNINGTON, PA

Past

February 26, 2025 - October 31, 2025

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA

CRD#: 116407

DOWINGTOWN, PA

Past

February 26, 2025 - October 31, 2025

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CRD#: 130139

PLYMOUTH, MN

Past

January 9, 2025 - February 7, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

Exton, PA

Past

January 9, 2025 - February 7, 2025

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EXTON, PA

Past

December 1, 2021 - October 21, 2024

MCLEAN ASSET MANAGEMENT CORP.

RIA

CRD#: 108067

Downingtown, PA

Past

June 19, 2018 - December 8, 2021

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

June 1, 2018 - December 8, 2021

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

Malvern, PA

Past

December 24, 2014 - May 23, 2018

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

BERWYN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/12/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/9/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/9/2025

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7TO

Date: 7/2/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/19/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/24/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SP RETIREMENT LLC

CRD#: 339666 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (2/12/2026 Approved)

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Contact information

Main Address

Downington, PA

Mailing Address

Phone number

(610) 314-7831

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen M. Pomanti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Massey Pomanti's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

MCLEAN ASSET MANAGEMENT CORP.

VANGUARD MARKETING CORPORATION

VANGUARD ADVISERS, INC.

GLOBAL ATLANTIC DISTRIBUTORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/9/2014

Series 6TO

Date: 1/9/2025

Series 7TO

Date: 7/2/2022

SIE

Date: 10/1/2018

Series 7

Date: 6/19/2018

Series 6

Date: 12/24/2014

Current Firm

SP RETIREMENT LLC

Contact information

Documents

Red Flags

Company Information

SP RETIREMENT LLC

TRUST BUT VERIFY

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