Alexander B. Penning
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Bleakley Penning was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2020. Alexander had worked at 1 firm and has passed the Series 63, Series 82TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2020 - May 16, 2022
METROPOLITAN CAPITAL INVESTMENT BANC, INC.
State Registrations and Notice Filings
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Exams
Series 82TO
Date: 8/25/2020
Limited Representative-Private Securities OfferingsCurrent Firm
METROPOLITAN CAPITAL INVESTMENT BANC, INC.
CRD#: 148820 / SEC#: , 8-68075
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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