Michael Louis Ellis Jr
CFP®Professional Summary
Michael Louis Ellis JR, CFP®, who also goes by Michael Louis Ellis, is a registered financial advisor currently at MADDEN ADVISORY SERVICES, INC. located in Jacksonville, Florida. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Michael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Louis Ellis
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
MADDEN ADVISORY SERVICES, INC. | MONIQUE RENEE MADDEN-BRAY
Contact Information
Main Address
5200 Belfort Road Suite 410, Jacksonville, FL 32256Phone Number
(904) 296-1127# of Employees
5SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
846AUM (Assets Under Management)
$291,665,578Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
MADDEN ADVISORY SERVICES, INC. | MONIQUE RENEE MADDEN-BRAY
State Registrations and Notice Filings
(7/12/2019)
(8/8/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Louis Ellis JR's CRS (Customer Relationship Summary).
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