Michael L. Ellis

MADDEN ADVISORY SERVICES

Jacksonville, FL 32256

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CRD#: 6425812

Professional summary

Michael Louis Ellis JR, CFP®, who also goes by Michael Louis Ellis, is a registered financial advisor currently at MADDEN ADVISORY SERVICES, INC. located in Jacksonville, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Michael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Louis Ellis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Louis Ellis JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

July 12, 2019 - Present

MADDEN ADVISORY SERVICES, INC.

Office #1: 5200 Belfort Road Suite 410, Jacksonville, FL 32256

RIA

CRD#: 112607

Jacksonville, FL

Past

February 2, 2015 - March 15, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JACKSONVILLE, FL

Past

January 1, 2015 - March 15, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

JACKSONVILLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MADDEN ADVISORY SERVICES, INC.

MADDEN ADVISORY SERVICES, INC. | MONIQUE RENEE MADDEN-BRAY

CRD#: 112607 / SEC#: 801-62774

RIA

Registered Investment Advisory firm - (3/5/2004 Approved)

Florida

Registered Investment Advisory firm - (12/31/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/12/2019)

IAR

Texas
(8/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/30/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/15/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/30/2014

General Securities Representative Examination

Current Firm

MADDEN ADVISORY SERVICES, INC.

MADDEN ADVISORY SERVICES, INC. | MONIQUE RENEE MADDEN-BRAY

CRD#: 112607 / SEC#: 801-62774

RIA

Registered Investment Advisory firm - (3/5/2004 Approved)

Florida

Registered Investment Advisory firm - (12/31/2004 Terminated)

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Contact information

Main Address

5200 Belfort Road Suite 410, Jacksonville, FL 32256

Mailing Address

Phone number

(904) 296-1127

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MADDEN ADVISORY SERVICES INC (3/5/2025)

Regulatory assets under management

Total Number of Accounts	781
AUM (Assets Under Management)	$ 258,473,238

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael L. Ellis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Louis Ellis JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADDEN ADVISORY SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MADDEN ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/30/2015

SIE

Date: 3/15/2018

Series 7

Date: 12/30/2014

Current Firm

MADDEN ADVISORY SERVICES, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MADDEN ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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