EB
Ely Bangiyev
LEBENTHAL GLOBAL ADVISORS
Astoria, NY 11106
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CRD#: 6424328
EB
Professional summary
Ely Bangiyev is a registered financial advisor currently at LEBENTHAL GLOBAL ADVISORS, LLC located in Astoria, New York and LEBENTHAL FINANCIAL SERVICES, INC. located in Jericho, New York.
Ely is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Ely has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Licensed Independent Insurance Producer; Crump Life Insurance; Investment-Related; Melville, NY; Life Insurance; Start date: 06/2011; 5 hours per month. (2) Lebenthal Financial Services Inc.; Investment-Related; Sunnyside, NY; Registered Representative; Start Date: 05/2019. (3) Lebenthal Global Advisors, LLC; Investment-Related; Sunnyside, NY; Investment Adviser Representative; Start Date: 08/2019. (4) BB Tax & Advisory Inc. dba NY Tax Doctors; Not Investment-Related; Sunnyside, NY; Accounting Services/Tax Preparation; President & Owner; Start Date: 11/16/2017; Approximately 120hrs per month; Tax Preparation, Bookkeeping & Tax Relief. (5) Knickerbocker Laundry Services LLC; Not Investment-Related; 192 Knickerbocker Avenue, Brooklyn, NY 11237; Start date: 10/2022; 50% owner; Approximately 40 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Ely Bangiyev's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2021 - Present
LEBENTHAL GLOBAL ADVISORS, LLC
Office #1: 36-36 33rd St., Suite 100, Astoria, NY 11106RIA
CRD#: 283303
Astoria, NY
Current
May 9, 2019 - Present
LEBENTHAL FINANCIAL SERVICES, INC.
Office #1: 500 N. Broadway Suite 238, Jericho, NY 11753Office #2: 500 N. Broadway Suite 238, Jericho, NY 11753BD
CRD#: 137988
Jericho, NY
Past
December 21, 2016 - July 5, 2018
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Sunnyside, NY
Past
September 1, 2016 - January 4, 2017
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
ASTORIA, NY
Past
March 25, 2015 - August 2, 2016
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
UNIONDALE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LG
LEBENTHAL GLOBAL ADVISORS, LLC
LEBENTHAL GLOBAL ADVISORS, LLC | WEALTHSOURCE ADVISORY, LLC | RHINO WEALTH MANAGEMENT
CRD#: 283303 / SEC#: 801-110652
RIA
Registered Investment Advisory firm - (5/31/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/19/2019)
RR
New York(5/16/2019)
IAR
New York(8/3/2021)
RR
North Carolina(5/2/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LG
LEBENTHAL GLOBAL ADVISORS, LLC
LEBENTHAL GLOBAL ADVISORS, LLC | WEALTHSOURCE ADVISORY, LLC | RHINO WEALTH MANAGEMENT
CRD#: 283303 / SEC#: 801-110652
RIA
Registered Investment Advisory firm - (5/31/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Parkway Drive South Suite 200, Hauppauge, NY 11788
Mailing Address
Phone number
(516) 785-1800
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,279 |
| AUM (Assets Under Management) | $ 819,985,389 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
