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AP

Anna R. Pereira

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CRD#: 6423389

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anna Ruth Pereira, who also goes by R Clark Anna, Anna R Clark, Anna Ruth Clark Pereira, Anna Pereira, was a registered financial professional .

Anna is a previously registered financial professional and started their career in finance in 2015. Anna had worked at 20 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

R Clark Anna | Anna R Clark | Anna Ruth Clark Pereira | Anna Pereira

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 15, 2018 - January 20, 2023

CHARTER OAK CAPITAL MANAGEMENT

RIA

CRD#: 120870

Portland, ME

Past

January 9, 2018 - February 12, 2018

SMEAD FUNDS DISTRIBUTORS, LLC

BD

CRD#: 173734

PORTLAND, ME

Past

January 9, 2018 - February 12, 2018

FORESIDE FINANCIAL SERVICES, LLC

BD

CRD#: 148477

PORTLAND, ME

Past

November 13, 2015 - December 31, 2017

NORTHERN FUNDS DISTRIBUTORS, LLC

BD

CRD#: 45943

PORTLAND, ME

Past

November 13, 2015 - December 31, 2017

MGI FUNDS DISTRIBUTORS, LLC

BD

CRD#: 35682

PORTLAND, ME

Past

November 13, 2015 - December 31, 2017

PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC

BD

CRD#: 143809

PORTLAND, ME

Past

November 13, 2015 - December 31, 2017

FORESIDE DISTRIBUTION SERVICES, L.P.

BD

CRD#: 15634

PORTLAND, ME

Past

November 13, 2015 - December 31, 2017

FAIRHOLME DISTRIBUTORS, LLC

BD

CRD#: 150987

PORTLAND, ME

Past

November 13, 2015 - February 12, 2018

STERLING CAPITAL DISTRIBUTORS, LLC

BD

CRD#: 103934

PORTLAND, ME

Past

November 13, 2015 - February 12, 2018

FORESIDE DISTRIBUTION SOLUTIONS, LLC

BD

CRD#: 118787

PORTLAND, ME

Past

November 13, 2015 - February 12, 2018

ORBIS INVESTMENTS (U.S.), LLC

BD

CRD#: 172663

Portland, ME

Past

November 13, 2015 - February 12, 2018

BD COMPLIANCE SOLUTIONS, LLC

BD

CRD#: 30188

PORTLAND, ME

Past

November 13, 2015 - February 12, 2018

IMST DISTRIBUTORS, LLC

BD

CRD#: 130745

PORTLAND, ME

Past

November 13, 2015 - February 12, 2018

FUNDS DISTRIBUTOR, LLC

BD

CRD#: 7174

PORTLAND, ME

Past

November 13, 2015 - February 12, 2018

FORESIDE INVESTMENT SERVICES, LLC

BD

CRD#: 30016

PORTLAND, ME

Past

November 13, 2015 - February 12, 2018

FORESIDE GLOBAL SERVICES, LLC

BD

CRD#: 147382

PORTLAND, ME

Past

November 13, 2015 - February 12, 2018

FORESIDE FUNDS DISTRIBUTORS LLC

BD

CRD#: 31334

PORTLAND, ME

Past

November 13, 2015 - February 12, 2018

FORESIDE ASSOCIATES, LLC

BD

CRD#: 13494

PORTLAND, ME

Past

November 13, 2015 - February 12, 2018

COMPASS DISTRIBUTORS, LLC

BD

CRD#: 172662

Portland, ME

Past

January 20, 2015 - February 12, 2018

FORESIDE FUND SERVICES, LLC

BD

CRD#: 46106

PORTLAND, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CO

CHARTER OAK CAPITAL MANAGEMENT

CHARTER OAK CAPITAL MANAGEMENT | TROIANO AND ASSOCIATES, INC. | TROIANO AND ASSOCIATES | TROIANAO AND ASSOCIATES | TODD MICHAEL CESCA | JEFFREY SCOTT TROIANO | GEORGE THURLOW | CHARTER OAK CAPITAL MANAGEMENT, LLC

CRD#: 120870 / SEC#: 801-64808

RIA

Registered Investment Advisory firm - (11/2/2005 Approved)

Maine

Registered Investment Advisory firm - (12/31/2005 Terminated)

Massachusetts

Registered Investment Advisory firm - (3/21/2006 Terminated)

New Hampshire

Registered Investment Advisory firm - (12/31/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 6/15/2018

Uniform Combined State Law Examination

General Industry/Product Exam

RR

SIE

Date: 2/12/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 1/20/2015

General Securities Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 4/2/2015

General Securities Principal Examination

Current Firm

CO

CHARTER OAK CAPITAL MANAGEMENT

CHARTER OAK CAPITAL MANAGEMENT | TROIANO AND ASSOCIATES, INC. | TROIANO AND ASSOCIATES | TROIANAO AND ASSOCIATES | TODD MICHAEL CESCA | JEFFREY SCOTT TROIANO | GEORGE THURLOW | CHARTER OAK CAPITAL MANAGEMENT, LLC

CRD#: 120870 / SEC#: 801-64808

RIA

Registered Investment Advisory firm - (11/2/2005 Approved)

Maine

Registered Investment Advisory firm - (12/31/2005 Terminated)

Massachusetts

Registered Investment Advisory firm - (3/21/2006 Terminated)

New Hampshire

Registered Investment Advisory firm - (12/31/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Two International Drive Suite 325, Portsmouth, NH 03801

Mailing Address

Phone number

(800) 646-5720

Established

Firm type

Fiscal year end

# of Employees

23

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHARTER OAK_PART 2A BROCHURE (7/14/2025)

Regulatory assets under management

Total Number of Accounts	1,359
AUM (Assets Under Management)	$ 1,419,829,350

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHARTER OAK CAPITAL MANAGEMENT

CRD#: 120870

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