Paul Ayala

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CRD#: 6423239

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul Ayala was a registered financial professional .

Paul is a previously registered financial professional and started their career in finance in 2015. Paul had worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: FORBUY AUTO INC POSITION: PARTIAL OWNER / 5% OWNERSHIP START DATE: 1/1/2020 ADDRESS: 1308 Wilmington, DE DETAILS: BUYING AND SELLING AUTOMOBILES. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 20 HOURS DURING TRADING: 0

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 13, 2021 - October 24, 2025

SAMALIN WEALTH

RIA

CRD#: 142214

CHAPPAQUA, NY

Past

April 16, 2018 - July 7, 2021

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

NEW YORK, NY

Past

May 20, 2016 - July 5, 2017

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

NEW YORK, NY

Past

January 1, 2015 - July 7, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAMALIN WEALTH

MAPLE HILL ADVISORS, LLC | SAMALIN WEALTH | SAMALIN INVESTMENT COUNSEL, LLC

CRD#: 142214 / SEC#: 801-67465

RIA

Registered Investment Advisory firm - (2/15/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/13/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/12/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/7/2024

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 4/7/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/8/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/29/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SAMALIN WEALTH

MAPLE HILL ADVISORS, LLC | SAMALIN WEALTH | SAMALIN INVESTMENT COUNSEL, LLC

CRD#: 142214 / SEC#: 801-67465

RIA

Registered Investment Advisory firm - (2/15/2007 Approved)

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Contact information

Main Address

297 King Street, Chappaqua, NY 10514

Mailing Address

Phone number

(914) 666-6600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SI COUNSEL WRAP BROCHURE (3/18/2025)

SAMALIN INVESTMENT COUNSEL, LLC (3/18/2025)

Regulatory assets under management

Total Number of Accounts	1,220
AUM (Assets Under Management)	$ 420,604,795

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul Ayala

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

SAMALIN WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 5/13/2016

Series 63

Date: 1/12/2015

Series 7TO

Date: 4/7/2024

Series 6TO

Date: 4/7/2024

SIE

Date: 10/1/2018

Series 7

Date: 4/8/2016

Series 6

Date: 12/29/2014

Current Firm

SAMALIN WEALTH

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAMALIN WEALTH

TRUST BUT VERIFY

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