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Paul Ayala

GARRISON BRADFORD & ASSOCIATES
NEW YORK, NY 10022
CRD#: 6423239
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PA
Paul AyalaGARRISON BRADFORD & ASSOCIATES

Professional summary

Paul Ayala is a registered financial advisor currently at GARRISON BRADFORD & ASSOCIATES INC located in New York, New York.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Paul has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Ayala's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 20, 2025 - Present

GARRISON BRADFORD & ASSOCIATES INC

Office #1: 445 Park Avenue 9th Floor, New York, NY 10022
RIA
CRD#: 105603
NEW YORK, NY
Past

September 13, 2021 - October 24, 2025

SAMALIN WEALTH

RIA
CRD#: 142214
CHAPPAQUA, NY
Past

April 16, 2018 - July 7, 2021

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
NEW YORK, NY
Past

May 20, 2016 - July 5, 2017

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
NEW YORK, NY
Past

January 1, 2015 - July 7, 2021

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GB
GARRISON BRADFORD & ASSOCIATES INC
GARRISON BRADFORD & ASSOCIATES INC

CRD#: 105603 / SEC#: 801-10937

RIA
Registered Investment Advisory firm - (8/29/1975 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(11/20/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/13/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/12/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/7/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 4/7/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/8/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/29/2014
Investment Company Products/Variable Contracts Representative Examination

Current Firm

GB
GARRISON BRADFORD & ASSOCIATES INC
GARRISON BRADFORD & ASSOCIATES INC

CRD#: 105603 / SEC#: 801-10937

RIA
Registered Investment Advisory firm - (8/29/1975 Approved)
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Contact information

Main Address
445 Park Avenue 9th Floor, Suite 909, New York, NY 10022
Mailing Address
Phone number
(212) 557-7440
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BROCHURE SUPPLEMENT (3/14/2025)
BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts35
AUM (Assets Under Management)$ 134,015,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GARRISON BRADFORD & ASSOCIATES INC

CRD#: 105603New York, NY 10022

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