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KH

Kenneth D. Hinkle

KENNETH DEAN & CO FINANCIAL ADVISORY SERVICES
Seal Beach, CA 90740
Some features on this profile are disabled
CRD#: 6423015
KH

Professional summary

Kenneth Dean Hinkle, who also goes by Ken Hinkle, is a registered financial advisor currently at KENNETH DEAN & CO FINANCIAL ADVISORY SERVICES located in Seal Beach, California.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Kenneth has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ken Hinkle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: MID CITY MORTGAGE INVESTMENT RELATED: NO ADDRESS: 3020 Old Ranch Parkway, #300 Seal Beach, CA 90740 NATURE OF BUSINESS: MORTGAGE BROKER POSITION:BROKER HOURS/MONTH: 15 DURING TRADING:15 DUTIES: MORTGAGE FINANCING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Dean Hinkle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 3, 2020 - Present

KENNETH DEAN & CO FINANCIAL ADVISORY SERVICES

Office #1: 3020 Old Ranch Parkway #300, Seal Beach, CA 90740
RIA
CRD#: 310318
Seal Beach, CA
Past

July 6, 2016 - August 6, 2018

WADDELL & REED

RIA
CRD#: 866
SHERMAN OAKS, CA
Past

July 5, 2016 - August 6, 2018

WADDELL & REED

BD
CRD#: 866
SHERMAN OAKS, CA
Past

February 18, 2015 - June 14, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
LONG BEACH, CA
Past

January 14, 2015 - June 14, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
LONG BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/3/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/18/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/6/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/13/2015
General Securities Representative Examination

Current Firm

KD
KENNETH DEAN & CO FINANCIAL ADVISORY SERVICES
HINKLE, KENNETH DEAN | KENNETH DEAN & CO FINANCIAL ADVISORY SERVICES | KENNETH DEAN & CO

CRD#: 310318 / SEC#:

California
Registered Investment Advisory firm - (9/2/2020 Approved)
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Contact information

Main Address
3020 Old Ranch Parkway #300, Seal Beach, CA 90740
Mailing Address
Phone number
(562) 794-5458
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KENNETH DEAN & CO FINANCIAL ADVISORY SERVICES

CRD#: 310318Seal Beach, CA 90740

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