Brittany K. Richmond
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
PLAINFIELD, IL
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CRD#: 6422629
Professional summary
Brittany K Richmond, who also goes by Brittany Richmond, Brittany Kristine Richmond, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Plainfield, Illinois and FIDELITY BROKERAGE SERVICES LLC located in Oak Brook, Illinois.
Brittany is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Brittany has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
I have been in the financial industry for over 15 years. I strive to help clients invest, manage, preserve and transfer their wealth. This leaves my clients with the confidence of knowing their finances and loved ones are being taken care of now and in the future.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brittany Richmond | Brittany Kristine Richmond
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-113884|OrgNmn:Saints Youth Football Board position|Org Addr:Plainfield,Illinois,US|OBA Nature:Football team problems brought|Invst Rel:N|Title:Fundraising Chair |Duties:Board meetings monthly in the evening |StrtDt:10-14-24|TotHrs/mon:2|TrdHrs/mon:0|OBA-9813|OrgNmn:Lilys Talent Agency|Org Addr:Plainfield,Illinois,US|OBA Nature:Modeling|Invst Rel:N|Title:Model|Duties:Photo Shoot, Print work, Commercials|StrtDt:05-22-18|TotHrs/mon:3|TrdHrs/mon:3|OBA-106301|OrgNmn:Greypark LLC|Org Addr:New Buffal,Michigan,US|OBA Nature:Rental Property |Invst Rel:Y|Title:Owner|Duties:Maintain property |StrtDt:02-16-24|TotHrs/mon:4|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Brittany K Richmond's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Illinois at Chicago
Psychology - Psychology
Southern New Hampshire University
Bachelor of Business Administration - Finance
2019
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1415 W 22nd St Oak Brook Reg Twr Stes 100 & 90, Oak Brook, IL 60523-8416RIA
CRD#: 104555
PLAINFIELD, IL
Current
May 22, 2017 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Oak Brook Reg Twr 1415 W 22nd St Stes 100 & 900, Oak Brook, IL 60523BD
CRD#: 7784
Oak Brook, IL
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
OAK BROOK, IL
Past
June 5, 2017 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
OAK BROOK, IL
Past
February 13, 2015 - May 30, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
WILLOWBROOK, IL
Past
January 20, 2015 - May 30, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
WILLOWBROOK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/25/2022)
RR
Arizona(5/22/2017)
RR
Arkansas(1/3/2020)
RR
California(8/4/2017)
RR
Connecticut(4/20/2021)
RR
Delaware(2/12/2025)
RR
District of Columbia(2/12/2025)
RR
Florida(5/22/2017)
RR
Georgia(1/5/2018)
RR
Idaho(1/5/2018)
RR
Illinois(5/22/2017)
IAR
Illinois(3/31/2025)
RR
Indiana(5/22/2017)
RR
Iowa(5/22/2017)
RR
Kansas(7/31/2025)
RR
Louisiana(7/31/2025)
RR
Maine(10/3/2025)
RR
Maryland(3/25/2023)
RR
Massachusetts(10/17/2017)
RR
Michigan(5/22/2017)
RR
Minnesota(2/25/2020)
RR
Missouri(2/25/2020)
RR
Montana(4/23/2020)
RR
Nevada(8/8/2020)
RR
New Jersey(8/8/2020)
RR
New Mexico(2/12/2025)
RR
New York(1/3/2020)
RR
North Carolina(1/3/2020)
RR
Ohio(11/27/2022)
RR
Pennsylvania(4/23/2020)
RR
South Carolina(1/5/2018)
IAR
South Carolina(3/31/2025)
RR
Tennessee(11/16/2020)
RR
Texas(8/4/2017)
IAR
Texas(3/31/2025)
RR
Utah(2/12/2025)
RR
Virginia(4/23/2020)
RR
Washington(11/16/2020)
RR
West Virginia(7/24/2023)
RR
Wisconsin(5/22/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Plainfield, ILTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
