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YS

You Sun

AIME CAPITAL MARKETS LLC
Great Neck, NY 11021
Some features on this profile are disabled
CRD#: 6422355
YS

Professional summary

You Sun, who also goes by Patrick Sun, is a registered financial professional currently at AIME CAPITAL MARKETS LLC located in Great Neck, New York.

You is registered as a RR (Registered Representative) and started their career in finance in 2015. You has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 87, Series 86, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Patrick Sun

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view You Sun's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 12, 2023 - Present

AIME CAPITAL MARKETS LLC

Office #1: 445 Northern Blvd Ste 28, Great Neck, NY 11021
BD
CRD#: 323458
Great Neck, NY
Past

January 21, 2015 - December 31, 2019

SEAPORT GLOBAL SECURITIES LLC

BD
CRD#: 116270
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/4/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 3/3/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/11/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 2/22/2015
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 2/14/2015
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 1/21/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/6/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AC
AIME CAPITAL MARKETS LLC
AIME CAPITAL MARKETS LLC

CRD#: 323458 / SEC#: , 8-71008

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
445 Northern Blvd Ste 28, Great Neck, NY 11021
Mailing Address
445 Northern Blvd Ste 28, Great Neck, NY 11021
Phone number
(516) 544-6470
Established
Delaware since 07/07/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
XU, JIANDONGMEMBER7652254
MERLINO, NICHOLAS JOSEPHCHIEF COMPLIANCE OFFICER5730516
SUN, YOUCHIEF EXECUTIVE OFFICER6422355
VEGA, DOREEN LEMAFINOP, PFO, POO5364084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AIME CAPITAL MARKETS LLC

CRD#: 323458Great Neck, NY 11021

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