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KB

Keenan Brathwaite

ATCAP PARTNERS
New York, NY 10009
Some features on this profile are disabled
CRD#: 6422300
KB
Keenan BrathwaiteATCAP PARTNERS

Professional summary

Keenan Brathwaite, who also goes by Ken Brathwaite, is a registered financial advisor currently at ATCAP PARTNERS, LLC located in New York, New York and CEROS FINANCIAL SERVICES, INC. located in New York, New York.

Keenan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Keenan has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Aliases

Ken Brathwaite

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keenan Brathwaite's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 27, 2026 - Present

ATCAP PARTNERS, LLC

Office #1: 199 Water Street 21st Floor, New York, NY 10009
RIA
CRD#: 158214
New York, NY
Current

July 20, 2022 - Present

CEROS FINANCIAL SERVICES, INC.

Office #1: One Seaport Plaza 199 Water Street 21st Floor, New York, NY, 10038
BD
CRD#: 37869
New York, NY
Past

March 1, 2018 - July 21, 2022

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
NEW YORK, NY
Past

June 14, 2017 - March 6, 2018

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY
Past

March 20, 2015 - May 23, 2017

SPARTAN CAPITAL SECURITIES, LLC

BD
CRD#: 146251
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ATCAP PARTNERS, LLC
ATCAP PARTNERS, LLC | KENSINGTON ANALYTICS | FORTE CAPITAL GROUP | CRITICAL MATH

CRD#: 158214 / SEC#: 801-72617

RIA
Registered Investment Advisory firm - (7/25/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/20/2022)
RR
Arkansas
(2/9/2026)
RR
California
(7/20/2022)
RR
Colorado
(7/20/2022)
RR
District of Columbia
(7/20/2022)
RR
Florida
(1/18/2024)
RR
Georgia
(7/20/2022)
RR
Illinois
(7/20/2022)
RR
Kansas
(4/2/2024)
RR
Maryland
(7/20/2022)
RR
Massachusetts
(6/6/2025)
RR
Michigan
(2/12/2026)
RR
Minnesota
(2/3/2026)
RR
Nevada
(1/27/2025)
RR
New Hampshire
(5/20/2024)
RR
New Jersey
(6/17/2025)
RR
New Mexico
(11/3/2023)
RR
New York
(7/20/2022)
IAR
New York
(7/27/2026)
RR
North Carolina
(9/5/2023)
RR
Oregon
(7/20/2022)
RR
Pennsylvania
(6/11/2025)
RR
South Carolina
(7/20/2022)
RR
Texas
(7/20/2022)
RR
Utah
(7/20/2022)
RR
Virginia
(7/20/2022)
RR
Washington
(1/15/2025)
RR
West Virginia
(8/11/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/20/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/16/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/19/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

AP
ATCAP PARTNERS, LLC
ATCAP PARTNERS, LLC | KENSINGTON ANALYTICS | FORTE CAPITAL GROUP | CRITICAL MATH

CRD#: 158214 / SEC#: 801-72617

RIA
Registered Investment Advisory firm - (7/25/2011 Approved)
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Contact information

Main Address
1445 Research Boulevard #530, Rockville, MD 20850
Mailing Address
Phone number
(866) 842-3356
Established
Firm type
Fiscal year end
# of Employees
23

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ATCAP PARTNERS- JULY 2022 (3/25/2025)

Regulatory assets under management

Total Number of Accounts220
AUM (Assets Under Management)$ 62,948,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ATCAP PARTNERS, LLC

CRD#: 158214New York, NY 10009

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